Jade A. Rossback

WEALTHSPAN INVESTMENT MANAGEMENT

Grand Rapids, MI 49546

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CRD#: 4525844

Professional summary

Jade Aaron Rossback is a registered financial advisor currently at WEALTHSPAN INVESTMENT MANAGEMENT, LLC located in Grand Rapids, Michigan and AI ALPHA LLC located in Grand Rapids, Michigan.

Jade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jade has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SELF EMPLOYED STARTED 9/2001-PRESENT; INDEPENDENTLY SELLS ANNUITIES AND LIFE INSURANCE. THESE SALES OCCUR VERY INFREQUENTLY. 1 HOUR A MONTH. IF WRITTEN BUSINESS DOES HAPPEN ITS BECAUSE SOMEONE CAME TO HIM FOR HELP IE. FRIENDS OR FAMILY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jade Aaron Rossback's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2023 - Present

WEALTHSPAN INVESTMENT MANAGEMENT, LLC

Office #1: 4981 Cascade Road, Suite C, Grand Rapids, MI 49546

RIA

CRD#: 309553

Grand Rapids, MI

Current

March 14, 2025 - Present

AI ALPHA LLC

Office #1: 5030 Corporate Exchange Blvd. Suite 201, Grand Rapids, MI 49512

RIA

CRD#: 334908

GRAND RAPIDS, MI

Past

January 6, 2015 - December 31, 2021

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

GRAND RAPIDS, MI

Past

January 6, 2015 - August 2, 2023

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

WHEATON, IL

Past

July 1, 2014 - November 7, 2014

ADVISORY ALPHA, LLC

RIA

CRD#: 158282

GRAND RAPIDS, MI

Past

January 3, 2013 - May 12, 2014

CETERA ADVISORS LLC

RIA

CRD#: 10299

CALEDONIA, MI

Past

November 30, 2012 - May 12, 2014

CETERA ADVISORS LLC

CRD#: 10299

CALEDONIA, MI

Past

August 14, 2002 - December 16, 2011

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ADA, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPAN INVESTMENT MANAGEMENT, LLC

CRD#: 309553 / SEC#: 801-129988

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

Illinois

Registered Investment Advisory firm - (10/29/2024 Terminated)

Michigan

Registered Investment Advisory firm - (11/12/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (10/31/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2024 Terminated)

Virginia

Registered Investment Advisory firm - (10/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/29/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/22/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHSPAN INVESTMENT MANAGEMENT, LLC

CRD#: 309553 / SEC#: 801-129988

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

Illinois

Registered Investment Advisory firm - (10/29/2024 Terminated)

Michigan

Registered Investment Advisory firm - (11/12/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (10/31/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2024 Terminated)

Virginia

Registered Investment Advisory firm - (10/30/2024 Terminated)

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Contact information

Main Address

4981 Cascade Road, Suite C, Grand Rapids, MI 49546

Mailing Address

5030 Corporate Exchange Blvd. Se Suite 201, Grand Rapids, MI 49512

Phone number

(616) 655-1696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 78,970,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jade A. Rossback

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jade Aaron Rossback's CRS (Customer Relationship Summary).

Certified licenses

Experience

AI ALPHA LLC

BROOKSTONE ASSET MANAGEMENT, LLC

BROOKSTONE WEALTH ADVISORS, LLC

ADVISORY ALPHA, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

USA FINANCIAL SECURITIES LLC

Primary Firm SEC Registration

WEALTHSPAN INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/29/2012

Series 63

Date: 6/12/2002

Series 7

Date: 1/22/2007

Series 6

Date: 8/13/2002

Current Firm

WEALTHSPAN INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPAN INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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