Jack M. Vancleave
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Mansfield Vancleave was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1968. Jack had worked at 12 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2003 - December 17, 2008
TORREY PINES SECURITIES, INC.
January 29, 2001 - July 21, 2003
SPELMAN & CO., INC.
November 5, 1996 - March 8, 2001
MORGAN STANLEY DW INC.
July 18, 1990 - October 11, 1996
CROWELL, WEEDON & CO.
December 6, 1988 - July 3, 1990
TORREY PINES SECURITIES, INC.
June 25, 1984 - November 15, 1988
THOMSON MCKINNON SECURITIES INC.
November 24, 1981 - June 26, 1984
RAUSCHER PIERCE REFSNES, INC.
June 20, 1979 - October 30, 1981
SUTRO & CO. INCORPORATED
February 24, 1978 - February 15, 1991
MORGAN STANLEY DW INC.
January 18, 1978 - July 15, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
May 16, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
December 1, 1971 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
November 1, 1968 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/6/1977
AMEX Put and Call ExamSeries 1
Date: 1/18/1965
Registered Representative ExaminationCurrent Firm
TORREY PINES SECURITIES, INC.
CRD#: 17120 / SEC#: , 8-35004
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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