MM
Melanie D. Milam
GATEWAY WEALTH PARTNERS
MIDLAND, TX 79705
Some features on this profile are disabled
CRD#: 4525613
MM
Professional summary
Melanie Denise Milam, who also goes by Melanie Denise Brooks, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Midland, Texas and LPL FINANCIAL LLC located in Midland, Texas.
Melanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Melanie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 26 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melanie Denise Brooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/10/2017 - MELANIE D MILAM CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - OWNER/CPA - Start Date 01/01/1989 - 10 Hours Per Month/10 During Securities Trading - Time Spent 5%. 2. 10/10/2017 - GATEWAY FINANCIAL PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 5/14/2015 - Time Spent 100% 3. 09/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/14/2023 - 100 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Melanie Denise Milam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 4305 N. Garfield Street 260, Midland, TX 79705RIA
CRD#: 322789
MIDLAND, TX
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
Office #1: 4305 N Garfield St Ste 260, Midland, TX 79705RIA
BD
CRD#: 6413
Midland, TX
Past
November 29, 2017 - May 22, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
GLASTONBURY, CT
Past
January 14, 2015 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
GLASTONBURY, CT
Past
January 14, 2015 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
GLASTONBURY, CT
Past
October 2, 2006 - January 27, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
MIDLAND, TX
Past
April 24, 2002 - September 28, 2006
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
MIDLAND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/29/2017)
RR
Louisiana(11/29/2017)
RR
Massachusetts(11/29/2017)
RR
Mississippi(9/10/2025)
RR
Missouri(5/31/2018)
RR
New Mexico(11/29/2017)
RR
Ohio(11/4/2022)
RR
Oklahoma(11/29/2017)
RR
Texas(11/29/2017)
IAR
Texas(2/14/2023)
RR
Utah(1/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
