Danny K. Vance
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Kaye Vance was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1988. Danny had worked at 13 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2021 - December 31, 2021
GAR WOOD SECURITIES, LLC
December 22, 2014 - February 1, 2019
ESSEX RADEZ LLC
January 20, 2012 - December 21, 2012
LIVEVOL SECURITIES, INC.
March 29, 2011 - December 21, 2011
VISION FINANCIAL MARKETS LLC
March 9, 2007 - March 28, 2011
GAR WOOD SECURITIES, LLC
May 20, 2004 - June 27, 2005
TZERO SECURITIES, LLC
May 20, 2004 - June 27, 2005
FUSION ANALYTICS SECURITIES LLC
January 22, 2003 - December 3, 2003
NT SECURITIES LLC
May 29, 2002 - November 25, 2002
TAFFERER TRADING, LLC
June 13, 2000 - December 3, 2001
PURE TRADING INC
January 6, 2000 - May 25, 2000
FIRST OPTIONS OF CHICAGO, INC.
November 9, 1994 - March 12, 1996
SCHONFELD SECURITIES, LLC
September 10, 1991 - December 31, 1999
BILLINGS EQUITIES, INC.
January 14, 1988 - October 24, 1989
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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