Daniel J. Thielemann
Professional summary
Daniel Joseph Thielemann, who also goes by Daniel J Thielemann, Daniel Joseph Thielemann, Daniel Thielemann, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Thielemann's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2025 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017March 31, 2023 - August 21, 2023
NOMURA SECURITIES INTERNATIONAL, INC.
November 24, 2009 - December 8, 2020
BGC FINANCIAL, L.P.
May 8, 2009 - December 1, 2009
FIRST EMPIRE SECURITIES, INC.
November 27, 2007 - August 4, 2008
STONE & YOUNGBERG LLC
May 5, 2005 - October 12, 2007
WAMU CAPITAL CORP.
December 2, 2003 - April 18, 2005
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/31/2023
Operations Professional ExaminationSeries 7TO
Date: 3/29/2023
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
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