John C. Slupski

WINGATE WEALTH ADVISORS

Lexington, MA 02420-1547

Some features on this profile are disabled

CRD#: 4525266

Professional summary

John Casimir Slupski III, CFP® is a registered financial advisor currently at WINGATE WEALTH ADVISORS, INC. located in Lexington, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Casimir Slupski III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

November 1, 2017 - Present

WINGATE WEALTH ADVISORS, INC.

Office #1: 450 Bedford Street, Lexington, MA 02420-1547

RIA

CRD#: 105012

Lexington, MA

Past

June 24, 2011 - October 16, 2017

EAST COAST ASSET MANAGEMENT, LLC

RIA

CRD#: 147910

ESSEX, MA

Past

March 25, 2009 - June 20, 2011

PEGAESUS ADVISORS

RIA

CRD#: 128443

WOBURN, MA

Past

July 14, 2000 - March 12, 2009

WINGATE PLANNING CORP

RIA

CRD#: 108094

LEXINGTON, MA

Past

July 14, 2000 - March 12, 2009

WINGATE WEALTH ADVISORS, INC.

RIA

CRD#: 105012

LEXINGTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/1/2017)

IAR

Texas
(2/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

450 Bedford Street, Lexington, MA 02420-1547

Mailing Address

Phone number

(781) 862-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WWA INC PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,849
AUM (Assets Under Management)	$ 1,324,958,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John C. Slupski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Casimir Slupski III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINGATE WEALTH ADVISORS, INC.

EAST COAST ASSET MANAGEMENT, LLC

PEGAESUS ADVISORS

WINGATE PLANNING CORP

WINGATE WEALTH ADVISORS, INC.

Primary Firm SEC Registration

WINGATE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

WINGATE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINGATE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors