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Darrell Craig Lerner

CRD# 4525134·Registered 2002 - 2004
Barred: Darrell Craig Lerner was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Darrell Craig Lerner, who also goes by Darrell Lerner, was a registered financial advisor. Darrell was a previously registered financial professional and started their career in finance 2002 - 2004. Darrell had worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darrell Lerner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
March 26, 2004 - December 31, 2004
OGILVIE SECURITY ADVISORS CORPORATION·CRD# 10105
BD
Chicago, IL
May 10, 2002 - March 2, 2004

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Current Firm

PS
PMG SECURITIES CORPORATION

PMG SECURITIES CORPORATION

CRD#: 27107 / SEC#: 8-42881
BD
Terminated by SEC on 08/10/2008

Contact Information

Established

New York since 05/29/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PROTECTIVE LIFE INSURANCE COMPANYSHAREHOLDER—
BARRETT, THOMAS RALPHDIRECTOR2820433
CALLAWAY, STEVE MANLEYCHIEF COMPLIANCE OFFICER/SECRETARY2863190
DEBNAR, LAWRENCE JAMESCHIEF FINANCIAL OFFICER/FINANCIAL & OPERATIONS PRINCIPAL3110005
KING, CAROLYNPRESIDENT & DIRECTOR859759
MAJEWSKI, CAROL LOUANNASSISTANT COMPLIANCE OFFICER1423566

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2002About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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