Darrell C. Lerner
Professional summary
Darrell Craig Lerner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darrell is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Darrell had worked at 2 firms, which includes PMG SECURITIES CORPORATION, OGILVIE SECURITY ADVISORS CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2004 - December 31, 2004
PMG SECURITIES CORPORATION
May 10, 2002 - March 2, 2004
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PMG SECURITIES CORPORATION
CRD#: 27107 / SEC#: , 8-42881
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BARRETT, THOMAS RALPH | DIRECTOR | 2820433 |
| CALLAWAY, STEVE MANLEY | CHIEF COMPLIANCE OFFICER/SECRETARY | 2863190 |
| DEBNAR, LAWRENCE JAMES | CHIEF FINANCIAL OFFICER/FINANCIAL & OPERATIONS PRINCIPAL | 3110005 |
| KING, CAROLYN | PRESIDENT & DIRECTOR | 859759 |
| MAJEWSKI, CAROL LOUANN | ASSISTANT COMPLIANCE OFFICER | 1423566 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
