Heidi L. Rexford

HAZARD & SIEGEL ADVISORY SERVICES LLC

DUNCANVILLE, PA 16635

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CRD#: 4525092

Professional summary

Heidi Linda Rexford, who also goes by Heidi Linda Cherry, Heidi L. Rexford, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Duncanville, Pennsylvania and HAZARD & SIEGEL, INC. located in Duncansville, Pennsylvania.

Heidi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Heidi has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heidi Linda Cherry | Heidi L. Rexford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT,YES,723 PUZZLETOWN ROAD, DUNCANSVILLE, PA 16635, FIXED INSURANCE SALES,INDEPENDENT INSURANCE AGENT,11/21/2006,160,160,SALES OF FIXED INSURANCE PRODUCTS. 2)MOUNTAIN FINANCIAL GROUP,YES,723 PUZZLETOWN ROAD, DUNCANSVILLE, PA 16635,DBA,OWNER,11/01/2006,160,160,DBA FOR INSURANCE AND SECURITIES SALES; 3)RENTAL REAL ESTATE, NON INVESTMENT RELATED,723 PUZZLETOWN ROAD, DUNCANSVILLE, PA 16635,OWNER,12/2006,1,0,MAINTAIN PHYSICAL STRUCTURE FOR TENANT;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Linda Rexford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2013 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 723 Puzzletown Road, Duncanville, PA 16635

RIA

CRD#: 151462

DUNCANVILLE, PA

Current

January 7, 2013 - Present

HAZARD & SIEGEL, INC.

Office #1: 723 Puzzletown Road, Duncansville, PA 16635

CRD#: 2048

Duncansville, PA

Past

January 31, 2007 - December 31, 2012

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

DUNCANSVILLE, PA

Past

January 3, 2007 - December 31, 2012

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

DUNCANSVILLE, PA

Past

July 24, 2006 - November 27, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ALTOONA, PA

Past

April 23, 2004 - November 27, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ALTOONA, PA

Past

September 12, 2002 - February 5, 2004

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(9/6/2022)

IAR

Pennsylvania
(1/4/2013)

Pennsylvania
(1/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/11/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heidi L. Rexford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Linda Rexford's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2006

Series 63

Date: 6/24/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/5/2005

Series 6

Date: 9/11/2002

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

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