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Walter H Vanburen

CRD# 452503·Registered 1969 - 2011
Previously Registered: Being a previously registered professional could mean that Walter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Walter H Vanburen, who also goes by Walter H Van Buren Jr, Walter H Van Buren, Walter Hill Van Buren Jr, Walter Hill Van Buren, was a registered financial advisor. Walter was a previously registered financial professional and started their career in finance 1969 - 2011. Walter had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Walter H Van Buren Jr, Walter H Van Buren, Walter Hill Van Buren Jr, Walter Hill Van Buren

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

CBIZ WEALTH MANAGEMENT, LLC·CRD# 153785
RIA
Cleveland, OH
May 28, 2010 - May 26, 2011
CBIZ FINANCIAL SOLUTIONS, INC.·CRD# 16678
BD
Plymouth Meeting, PA
January 13, 2006 - February 1, 2016
CBIZ FINANCIAL SOLUTIONS, INC.·CRD# 16678
RIA
Plymouth Meeting, PA
February 1, 2005 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
September 24, 1997 - December 31, 2005
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
February 28, 1994 - September 23, 1997
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
November 22, 1993 - September 30, 1997
NEW ENGLAND SECURITIES·CRD# 615
BD
January 2, 1990 - November 1, 1993
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
June 25, 1973 - November 1, 1993
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
December 14, 1971 - August 12, 1973
H M NASH INC·CRD# 1000001
BD
January 7, 1970 - August 16, 1973
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY·CRD# 2682
BD
May 26, 1969 - December 3, 1982

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 1 — Registered Representative Examination

Passed Jan 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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