Walter H. Vanburen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter H Vanburen, who also goes by Walter H Van Buren Jr, Walter H Van Buren, Walter Hill Van Buren Jr, Walter Hill Van Buren, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1969. Walter had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2010 - May 26, 2011
CBIZ WEALTH MANAGEMENT, LLC
January 13, 2006 - February 1, 2016
CBIZ FINANCIAL SOLUTIONS, INC.
February 1, 2005 - December 31, 2015
CBIZ FINANCIAL SOLUTIONS, INC.
September 24, 1997 - December 31, 2005
KESTRA INVESTMENT SERVICES, LLC
February 28, 1994 - September 23, 1997
NEW ENGLAND SECURITIES
November 22, 1993 - September 30, 1997
WOODBURY FINANCIAL SERVICES, INC.
January 2, 1990 - November 1, 1993
NEW ENGLAND SECURITIES
June 25, 1973 - November 1, 1993
NEW ENGLAND SECURITIES
December 14, 1971 - August 12, 1973
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 7, 1970 - August 16, 1973
H M NASH INC
May 26, 1969 - December 3, 1982
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/7/1970
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
