Sheri M. Sanders
Professional summary
Sheri Marie Sanders, who also goes by Sheri Marie Baglio, Sheri Marie Peck, Sheri Marie Sanders, is a registered financial advisor currently at GREAT NORTHERN ASSET MANAGEMENT, LLC located in Vancouver, Washington.
Sheri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Sheri has worked at 4 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sheri Marie Sanders's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
GREAT NORTHERN ASSET MANAGEMENT, LLC
Office #1: 1111 Main Street Suite 650, Vancouver, WA 98660-2990November 30, 2020 - December 3, 2020
HARLOW WEALTH MANAGEMENT, INC.
August 12, 2013 - July 14, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
June 17, 2013 - July 14, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
April 26, 2011 - June 21, 2013
LPL FINANCIAL LLC
Primary Firm SEC Registration
GREAT NORTHERN ASSET MANAGEMENT, LLC
CRD#: 139457 / SEC#: 801-66214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/17/2023)
(11/21/2023)
(10/9/2023)
Exams
Series 7TO
Date: 12/20/2023
General Securities Representative ExaminationCurrent Firm
GREAT NORTHERN ASSET MANAGEMENT, LLC
CRD#: 139457 / SEC#: 801-66214
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 158 |
| AUM (Assets Under Management) | $ 222,308,614 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
