Keith E. Heil

DALE K. EHRHART

Sunrise Beach, MO

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CRD#: 4524970

Professional summary

Keith Edward Heil is a registered financial advisor currently at DALE K. EHRHART, INC. located in Sunrise Beach, Missouri.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Keith has worked at 6 firms and has passed the Series 66, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner and Investment Advisor at Arise Wealth Management, LLC and Owner and CPA for Heil CPA Services, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Edward Heil's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

DALE K. EHRHART, INC.

RIA

CRD#: 35971

Sunrise Beach, MO

Past

January 23, 2009 - December 31, 2023

ARISE WEALTH MANAGEMENT, LLC

RIA

CRD#: 148595

OVERLAND PARK, KS

Past

January 2, 2003 - February 5, 2009

LUMIA WEALTH, LLC

RIA

CRD#: 124276

OVERLAND PARK, KS

Past

August 12, 2002 - November 20, 2002

LEGACY FINANCIAL GROUP, INC.

RIA

CRD#: 113885

OVERLAND PARK, KS

Past

June 20, 2002 - November 25, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 22, 2001 - November 27, 2002

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DALE K. EHRHART, INC.

ASSET CLASS STRATEGIES | DALE K. EHRHART, INC.

CRD#: 35971 / SEC#: 801-13542, 8-47154

RIA

Registered Investment Advisory firm - SEC (2/17/1978 Approved)

Terminated by SEC on 09/12/2010

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2002

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/21/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/2002

General Securities Representative Examination

Current Firm

DALE K. EHRHART, INC.

ASSET CLASS STRATEGIES | DALE K. EHRHART, INC.

CRD#: 35971 / SEC#: 801-13542, 8-47154

RIA

Registered Investment Advisory firm - SEC (2/17/1978 Approved)

Terminated by SEC on 09/12/2010

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Contact information

Main Address

100 W Venice Ave Suite G, Venice, FL 34285

Mailing Address

Phone number

(941) 485-8220

Established

Delaware since 10/30/1975

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DKE, INC. ADV PART 2 (3/26/2025)

Direct owners and executive officers

Name	Position	CRD#
HARTLEY, MICHAEL THOMAS	CEO	1522614
TRAMMELL, THOMAS BLAIR	SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	1003389
GETTE, MICKI RUTH	TREASURER FOP	2229275
HARTLEY, MICHAEL WARREN	VICE PRESIDENT - RESEARCH	4828732
KEYSER, ROBERT CALDWELL	VICE PRESIDENT - INSURANCE	857271
MOORE, JAMES HENRY	ASSISTANT VICE PRESIDENT	4165738
SANDERS, BYRON ANTHONY	PRESIDENT	835737
TRAMMELL, NANCY JEAN	SECRETARY	2454656

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 561,522,571

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
08/26/2024	Cover Page	Report
07/21/2023	Cover Page	Report
08/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith E. Heil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Edward Heil's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISE WEALTH MANAGEMENT, LLC

LUMIA WEALTH, LLC

LEGACY FINANCIAL GROUP, INC.

MML INVESTORS SERVICES, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

Primary Firm SEC Registration

DALE K. EHRHART, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2002

Series 65

Date: 12/21/1999

Series 7

Date: 6/18/2002

Current Firm

DALE K. EHRHART, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DALE K. EHRHART, INC.

TRUST BUT VERIFY

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