GA
Georgia M. Adams
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Frisco, TX 75034
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CRD#: 4524701
GA
Professional summary
Georgia Martin Adams, CFP®, who also goes by Georgia M. Adams, Georgia Martin Adams, Georgia M. Adams, Marti Adams, Georgia Adams Frazer, Georgia M Adams, Marti Frazer, is a registered financial professional currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Frisco, Texas.
Georgia is registered as a RR (Registered Representative) and started their career in finance in 2002. Georgia has worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Georgia M. Adams | Georgia Martin Adams | Georgia M. Adams | Marti Adams | Georgia Adams Frazer | Georgia M Adams | Marti Frazer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Georgia Martin Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 7, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3965 Dallas Parkway Frisco Hub, Frisco, TX 75034RIA
BD
CRD#: 20472
Frisco, TX
Past
April 23, 2021 - February 1, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
March 25, 2021 - February 1, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
November 26, 2019 - February 24, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Dallas, TX
Past
June 18, 2015 - July 19, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ALLEN, TX
Past
October 6, 2009 - September 12, 2013
TRIVE NEW YORK LLC
BD
CRD#: 21946
NEW YORK, NY
Past
June 4, 2008 - November 5, 2008
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
NEW YORK, NY
Past
June 3, 2008 - November 5, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
September 12, 2007 - November 21, 2007
OLD MUTUAL CAPITAL
RIA
CRD#: 131405
SEATTLE, WA
Past
May 26, 2006 - November 21, 2007
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
BOSTON, MA
Past
October 11, 2005 - March 20, 2006
J.P. MORGAN INVESTMENT MANAGEMENT INC.
RIA
CRD#: 107038
NEW YORK, NY
Past
January 1, 2005 - March 20, 2006
JPMORGAN DISTRIBUTION SERVICES, INC.
BD
CRD#: 104234
SAN FRANCISCO, CA
Past
November 9, 2004 - January 1, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
August 13, 2002 - February 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JERSEY CITY, NJ
Past
May 31, 2002 - February 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2024)
RR
Alaska(7/10/2024)
RR
Arizona(7/12/2024)
RR
Arkansas(7/9/2024)
RR
California(7/8/2024)
RR
Colorado(7/8/2024)
RR
Connecticut(7/8/2024)
RR
Delaware(7/17/2024)
RR
District of Columbia(7/10/2024)
RR
Florida(7/8/2024)
RR
Georgia(7/8/2024)
RR
Hawaii(7/9/2024)
RR
Idaho(7/8/2024)
RR
Illinois(7/29/2024)
RR
Indiana(7/8/2024)
RR
Iowa(7/16/2024)
RR
Kansas(7/8/2024)
RR
Kentucky(7/8/2024)
RR
Louisiana(7/31/2024)
RR
Maine(7/8/2024)
RR
Maryland(7/12/2024)
RR
Massachusetts(7/8/2024)
RR
Michigan(7/11/2024)
RR
Minnesota(7/9/2024)
RR
Mississippi(7/8/2024)
RR
Missouri(7/8/2024)
RR
Montana(7/9/2024)
RR
Nebraska(7/8/2024)
RR
Nevada(7/8/2024)
RR
New Hampshire(7/8/2024)
RR
New Jersey(7/8/2024)
RR
New Mexico(7/8/2024)
RR
New York(7/8/2024)
RR
North Carolina(7/8/2024)
RR
North Dakota(7/15/2024)
RR
Ohio(7/8/2024)
RR
Oklahoma(7/8/2024)
RR
Oregon(7/11/2024)
RR
Pennsylvania(7/8/2024)
RR
Rhode Island(7/8/2024)
RR
South Carolina(7/8/2024)
RR
South Dakota(7/8/2024)
RR
Tennessee(7/8/2024)
RR
Texas(7/8/2024)
RR
Utah(7/8/2024)
RR
Vermont(7/8/2024)
RR
Virginia(7/9/2024)
RR
Washington(7/8/2024)
RR
West Virginia(7/15/2024)
RR
Wisconsin(7/9/2024)
RR
Wyoming(7/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472Frisco, TX 75034TRUST BUT VERIFY
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