Michael A. Boedeker

CREDIT UNION INVESTMENT SERVICES

Raleigh, NC

Some features on this profile are disabled

CRD#: 4524634

Professional summary

Michael Alan Boedeker, who also goes by Michael Alan Boedeker, Michael Boedeker, Mike Boedeker, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Raleigh, North Carolina and SECU BROKERAGE SERVICES located in Raleigh, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Alan Boedeker | Michael Boedeker | Mike Boedeker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 08/2024. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 08/2024. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Boedeker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

CREDIT UNION INVESTMENT SERVICES

Office #2: 801 Hillsborough St 3rd Floor, Raleigh, NC 27603

RIA

CRD#: 144871

Raleigh, NC

Current

September 18, 2024 - Present

SECU BROKERAGE SERVICES

Office #1: 801 Hillsborough Street 3rd Floor, Raleigh, NC 27603

CRD#: 19899

Raleigh, NC

Past

December 22, 2021 - January 19, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RALEIGH, NC

Past

December 17, 2021 - January 19, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RALEIGH, NC

Past

April 24, 2018 - July 12, 2021

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

DURHAM, NC

Past

April 24, 2018 - July 12, 2021

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

DURHAM, NC

Past

October 6, 2016 - January 11, 2018

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

Raleigh, NC

Past

October 6, 2016 - January 11, 2018

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

RALEIGH, NC

Past

April 22, 2015 - September 9, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

RALEIGH, NC

Past

April 22, 2015 - September 9, 2016

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

RALEIGH, NC

Past

May 18, 2006 - April 9, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RALEIGH, NC

Past

August 18, 2004 - April 9, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RALEIGH, NC

Past

June 21, 2002 - September 30, 2003

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

KANNAPOLIS, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(9/18/2024)

IAR

North Carolina
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CREDIT UNION INVESTMENT SERVICES

CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.

CRD#: 144871 / SEC#:

North Carolina

Registered Investment Advisory firm - (9/5/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

801 Hillsborough Street 3rd Floor, Raleigh, NC 27603

Mailing Address

Po Box 26807, Raleigh, NC 27611

Phone number

(800) 451-5467

Established

Firm type

Fiscal year end

# of Employees

258

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 110,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Boedeker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alan Boedeker's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECU BROKERAGE SERVICES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

JBS LIBERTY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2006

Series 63

Date: 7/17/2002

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2010

Series 6

Date: 6/20/2002

FINRA

Current Firm

CREDIT UNION INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREDIT UNION INVESTMENT SERVICES

TRUST BUT VERIFY

Similar Advisors