RL
Robert S. Lonardo
CITIZENS SECURITIES
Johnston, RI 02919
Some features on this profile are disabled
CRD#: 4524633
RL
Professional summary
Robert S Lonardo, who also goes by Robert Scott Lonardo, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Johnston, Rhode Island.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Scott Lonardo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert S Lonardo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert S Lonardo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2015 - Present
CITIZENS SECURITIES, INC.
Office #1: 1 Citizens Bank Way, Johnston, RI 02919RIA
BD
CRD#: 39550
Johnston, RI
Current
March 26, 2015 - Present
CITIZENS SECURITIES, INC.
Office #1: 1 Citizens Bank Way, Johnston, RI 02919RIA
BD
CRD#: 39550
Johnston, RI
Past
March 7, 2012 - August 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LINCOLN, RI
Past
March 7, 2012 - August 12, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LINCOLN, RI
Past
August 13, 2008 - March 25, 2010
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
SAN FRANCISCO, CA
Past
June 18, 2007 - March 26, 2010
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN FRANCISCO, CA
Past
September 27, 2006 - July 11, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
October 20, 2004 - March 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
PROVIDENCE, RI
Past
October 20, 2004 - March 17, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
February 3, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
PROVIDENCE, RI
Past
February 3, 2004 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
October 8, 2003 - February 4, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WELLESLEY, MA
Past
October 30, 2002 - February 4, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
May 17, 2002 - June 19, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2015)
RR
Alaska(3/27/2015)
RR
Arizona(4/14/2015)
RR
Arkansas(3/27/2015)
RR
California(3/27/2015)
RR
Colorado(3/30/2015)
RR
Connecticut(3/27/2015)
RR
Delaware(3/27/2015)
RR
District of Columbia(3/30/2015)
RR
Florida(3/27/2015)
RR
Georgia(4/27/2015)
RR
Hawaii(3/27/2015)
RR
Idaho(3/27/2015)
RR
Illinois(3/31/2015)
RR
Indiana(4/1/2015)
RR
Iowa(3/27/2015)
RR
Kansas(3/31/2015)
RR
Kentucky(3/30/2015)
RR
Louisiana(3/30/2015)
RR
Maine(3/27/2015)
RR
Maryland(3/27/2015)
RR
Massachusetts(3/30/2015)
RR
Michigan(3/30/2015)
RR
Minnesota(3/27/2015)
RR
Mississippi(3/27/2015)
RR
Missouri(3/27/2015)
RR
Montana(3/27/2015)
RR
Nebraska(3/27/2015)
RR
Nevada(4/8/2015)
RR
New Hampshire(3/30/2015)
RR
New Jersey(3/27/2015)
RR
New Mexico(3/27/2015)
RR
New York(3/27/2015)
IAR
New York(4/8/2021)
RR
North Carolina(3/30/2015)
RR
North Dakota(3/27/2015)
RR
Ohio(3/27/2015)
RR
Oklahoma(3/27/2015)
RR
Oregon(3/30/2015)
RR
Pennsylvania(3/27/2015)
RR
Puerto Rico(4/8/2015)
IAR
Rhode Island(3/23/2015)
RR
Rhode Island(3/27/2015)
RR
South Carolina(3/30/2015)
RR
South Dakota(4/1/2015)
RR
Tennessee(3/30/2015)
RR
Texas(4/7/2015)
RR
Utah(3/27/2015)
RR
Vermont(3/30/2015)
RR
Virginia(3/27/2015)
RR
Washington(3/30/2015)
RR
West Virginia(4/2/2015)
RR
Wisconsin(3/30/2015)
RR
Wyoming(3/27/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
