MM
Mary L. Moore
ARMSTRONG, FLEMING & MOORE
WASHINGTON, DC 20036
Some features on this profile are disabled
CRD#: 4524628
MM
Professional summary
Mary Louise Moore, CFP®, who also goes by Mary L Moore, Mary Louise Novogoski, is a registered financial advisor currently at ARMSTRONG, FLEMING & MOORE, INC. located in Washington, District Of Columbia and COMMONWEALTH FINANCIAL NETWORK located in Washington, District Of Columbia.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Mary has worked at 4 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary L Moore | Mary Louise Novogoski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE UNDER THE NAME ARMSTRONG, FLEMING AND MOORE INC. - LESS THAN 1% OF TIME SPENT, CONDUCTED AT BRANCH OFFICE, INVESTMENT RELATED.
2. ARMSTRONG, FLEMING & MOORE, INC. - TREASURER, DIRECTOR AND PART OWNER OF ENTITY CREATED FOR SECURITIES AND ADVISORY BUSINESS. CONDUCTED AT BRANCH OFFICE, INVESTMENT RELATED.
3. IAR OF RIA ARMSTRONG,FLEMING & MOORE INC SPENDING APPROX 80% OF TIME PROVIDING ASSET MANAGEMENT AND FINANCIAL PLANNING/CONSULTING SERVICES TO CLIENTS.CONDUCTED AT BRANCH OFFICE, INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Louise Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
July 24, 2003 - Present
ARMSTRONG, FLEMING & MOORE, INC.
Office #1: 1850 M Street, Nw Suite 250, Washington, DC 20036RIA
CRD#: 107347
WASHINGTON, DC
Current
July 23, 2009 - Present
COMMONWEALTH FINANCIAL NETWORK
Office #1: 1800 M Street Northwest Suite 1010-s, Washington, DC 20036RIA
BD
CRD#: 8032
Washington, DC
Past
March 19, 2003 - July 27, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WASHINGTON, DC
Past
April 9, 2002 - December 12, 2002
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.
RIA
CRD#: 116670
FAIRFAX, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARMSTRONG, FLEMING & MOORE, INC.
ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.
CRD#: 107347 / SEC#: 801-38960
RIA
Registered Investment Advisory firm - (6/26/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/23/2009)
RR
California(7/23/2009)
RR
Colorado(7/23/2009)
IAR
District of Columbia(8/28/2003)
RR
District of Columbia(7/23/2009)
RR
Florida(7/23/2009)
RR
Georgia(7/23/2009)
RR
Indiana(7/23/2009)
RR
Kansas(6/5/2025)
RR
Kentucky(10/26/2022)
RR
Louisiana(1/28/2025)
RR
Maine(1/28/2025)
IAR
Maryland(7/24/2003)
RR
Maryland(7/23/2009)
RR
Massachusetts(7/23/2009)
RR
Michigan(7/23/2009)
RR
New Hampshire(9/24/2014)
RR
New Jersey(9/22/2009)
RR
New Mexico(1/28/2025)
RR
New York(7/23/2009)
RR
North Carolina(7/23/2009)
RR
Ohio(1/29/2025)
RR
Oregon(1/28/2025)
RR
Pennsylvania(7/23/2009)
RR
Rhode Island(6/5/2025)
RR
South Carolina(1/28/2025)
RR
Tennessee(7/23/2009)
IAR
Texas(8/14/2008)
RR
Texas(7/23/2009)
RR
Vermont(5/10/2017)
IAR
Virginia(7/24/2003)
RR
Virginia(7/23/2009)
RR
Washington(7/23/2009)
RR
West Virginia(7/23/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ARMSTRONG, FLEMING & MOORE, INC.
ARMSTRONG WELCH & MACINTYRE INC | ARMSTRONG, MACINTYRE & SEVERNS, INC. | ARMSTRONG, FLEMING & MOORE, INC.
CRD#: 107347 / SEC#: 801-38960
RIA
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Contact information
Main Address
1800 M Street Nw #1010-s, Washington, DC 20036
Mailing Address
Phone number
(202) 887-8135
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,746 |
| AUM (Assets Under Management) | $ 1,117,580,783 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
