Kenton M. Fenno

BAUMAN WEALTH ADVISORS

Las Vegas, NV 89129

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CRD#: 4524587

Professional summary

Kenton M Fenno, who also goes by Kent M Fenno, Kent Fenno, Kenton Fenno, is a registered financial advisor currently at BAUMAN WEALTH ADVISORS located in Las Vegas, Nevada.

Kenton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kenton has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kent M Fenno | Kent Fenno | Kenton Fenno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KENTON FENNO, SOLE PROPRIETOR; INVESTMENT RELATED; 3215 SOUTH TORREY PINES, LAS VEGAS, NV 89146; INSURANCE SALES; INSURANCE AGENT; START 01/2013; 40 HOURS PER MONTH; 40 HOURS DURING SECURITIES TRADING HOURS; SALES OF FIXED INSURANCE PRODUCTS. 2. AIRE LIBRE INSURANCE AGENCY, LLC; INVESTMENT RELATED; 3215 SOUTH TORREY PINES, LAS VEGAS, NV 89146; HEALTH INSURANCE; OWNER; START 10/2012; 10 HOURS PER MONTH; NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; PAYING BILLS. 3. BAUMAN FINANCIAL GROUP; INVESTMENT RELATED; 3425 CLIFF SHADOWS PARKWAY, SUITE 130, LAS VEGAS, NV 89129; FIXED INSURANCE SALES; INSURANCE AGENT; START 09/2017; 20 HOURS PER MONTH; 20 HOURS DURING SECURITIES TRADING HOURS; SALES OF FIXED INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenton M Fenno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2022 - Present

BAUMAN WEALTH ADVISORS

Office #1: 10501 W Gowan Rd Suite #100, Las Vegas, NV 89129

RIA

CRD#: 153061

Las Vegas, NV

Past

July 27, 2017 - May 19, 2022

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Las Vegas, NV

Past

July 26, 2017 - May 19, 2022

GRADIENT SECURITIES, LLC

CRD#: 127701

Las Vegas, NV

Past

July 1, 2009 - July 31, 2017

OSAIC FS, INC.

RIA

CRD#: 3870

LAS VEGAS, NV

Past

November 21, 2008 - July 31, 2017

OSAIC FS, INC.

CRD#: 3870

LAS VEGAS, NV

Past

August 18, 2003 - November 20, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAUMAN WEALTH ADVISORS

BAUMAN ADVISORY GROUP, LLC | BAUMAN WEALTH ADVISORS

CRD#: 153061 / SEC#: 801-131480

RIA

Registered Investment Advisory firm - (11/18/2024 Approved)

California

Registered Investment Advisory firm - (12/22/2024 Terminated)

Nevada

Registered Investment Advisory firm - (11/22/2024 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/5/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(5/31/2022)

IAR

Texas
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2002

General Securities Representative Examination

Current Firm

BAUMAN WEALTH ADVISORS

BAUMAN ADVISORY GROUP, LLC | BAUMAN WEALTH ADVISORS

CRD#: 153061 / SEC#: 801-131480

RIA

Registered Investment Advisory firm - (11/18/2024 Approved)

California

Registered Investment Advisory firm - (12/22/2024 Terminated)

Nevada

Registered Investment Advisory firm - (11/22/2024 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/5/2024 Terminated)

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Contact information

Main Address

10501 W Gowan Rd Suite #100, Las Vegas, NV 89129

Mailing Address

Phone number

(702) 897-9997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A SEC (3/4/2025)

Regulatory assets under management

Total Number of Accounts	720
AUM (Assets Under Management)	$ 118,331,201

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenton M. Fenno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenton M Fenno's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

OSAIC FS, INC.

OSAIC FS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

BAUMAN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2009

Series 63

Date: 8/15/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2002

Current Firm

BAUMAN WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAUMAN WEALTH ADVISORS

TRUST BUT VERIFY

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