Justin L. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Lamont Harris, who also goes by Justin Lamont Harris Mr, Justin Harris, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2002. Justin had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - May 9, 2012
TD AMERITRADE, INC.
January 11, 2012 - May 9, 2012
TD AMERITRADE, INC.
December 27, 2009 - February 12, 2010
EDWARD JONES
December 14, 2009 - February 12, 2010
EDWARD JONES
December 3, 2007 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 14, 2007 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 2007 - October 18, 2007
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
October 18, 2002 - July 29, 2003
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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