Timothy W. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Wayne Foster, who also goes by Timothy W Foster, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2002. Timothy had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2007 - August 17, 2012
USAA FINANCIAL PLANNING SERVICES
June 11, 2007 - August 17, 2012
USAA FINANCIAL ADVISORS, INC.
October 11, 2005 - June 11, 2007
USAA INVESTMENT SERVICES COMPANY
May 5, 2004 - June 11, 2007
USAA INVESTMENT SERVICES COMPANY
March 8, 2004 - March 31, 2004
EQUITABLE ADVISORS, LLC
May 22, 2002 - March 31, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
