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Bruce C. Williams

IRONWOOD INVESTMENT COUNSEL
SCOTTSDALE, AZ 85250
Some features on this profile are disabled
CRD#: 4524288
BW

Professional summary

Bruce Conklin Williams, CFA, who also goes by Bruce C. Williams, is a registered financial advisor currently at IRONWOOD INVESTMENT COUNSEL, LLC located in Scottsdale, Arizona.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bruce has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bruce C. Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Conklin Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

March 3, 2003 - Present

IRONWOOD INVESTMENT COUNSEL, LLC

Office #1: 6263 N. Scottsdale Road Suite 200, Scottsdale, AZ 85250
RIA
CRD#: 110623
SCOTTSDALE, AZ
Past

July 24, 2000 - November 28, 2003

L. ROY PAPP & ASSOCIATES, LLP

RIA
CRD#: 105130
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
IRONWOOD INVESTMENT COUNSEL, LLC
ALSTON & SHIFFRA CAPITAL MANAGEMENT, LLC | IRONWOOD INVESTMENT COUNSEL, LLC

CRD#: 110623 / SEC#: 801-60073

RIA
Registered Investment Advisory firm - (3/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(3/12/2003)

Exams

Current Firm

II
IRONWOOD INVESTMENT COUNSEL, LLC
ALSTON & SHIFFRA CAPITAL MANAGEMENT, LLC | IRONWOOD INVESTMENT COUNSEL, LLC

CRD#: 110623 / SEC#: 801-60073

RIA
Registered Investment Advisory firm - (3/6/2001 Approved)
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Contact information

Main Address
6263 N. Scottsdale Road Suite 200, Scottsdale, AZ 85250
Mailing Address
Phone number
(480) 609-4700
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts2,349
AUM (Assets Under Management)$ 1,511,170,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRONWOOD INVESTMENT COUNSEL, LLC

CRD#: 110623Scottsdale, AZ 85250

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