Damian A. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damian Andrew Dunn, CFP® was a registered financial professional .
Damian is a previously registered financial professional and started their career in finance in 2002. Damian had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2016 - July 13, 2017
NEXTGEN FINANCIAL LIFE PLANNING
January 19, 2007 - December 31, 2008
LEMAN FINANCIAL ADVISORS, INC.
January 3, 2007 - October 28, 2008
COMMONWEALTH FINANCIAL NETWORK
January 3, 2007 - October 28, 2008
COMMONWEALTH FINANCIAL NETWORK
July 28, 2006 - December 7, 2006
VALIC FINANCIAL ADVISORS, INC.
July 28, 2006 - December 7, 2006
VALIC FINANCIAL ADVISORS, INC.
November 4, 2002 - June 29, 2006
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXTGEN FINANCIAL LIFE PLANNING
CRD#: 282162 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
