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SM

Stephen R. Mcgee

BIGELOW CAPITAL SECURITIES LLC
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 4524211
SM

Professional summary

Stephen Robert Mcgee is a registered financial professional currently at BIGELOW CAPITAL SECURITIES LLC located in Portsmouth, New Hampshire.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2002. Stephen has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 62, Series 24 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Robert Mcgee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2012 - Present

BIGELOW CAPITAL SECURITIES LLC

Office #1: One Harbour Place Suite 215, Portsmouth, NH 03801Office #2: One Harbour Place Suite 215, Portsmouth, NH 03801
BD
CRD#: 141161
Portsmouth, NH
Past

September 13, 2002 - September 20, 2012

GRANT THORNTON CORPORATE FINANCE, LLC

BD
CRD#: 120129
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Hampshire
(9/26/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 7/29/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 7/12/2002
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/8/2003
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BIGELOW CAPITAL SECURITIES LLC
BIGELOW CAPITAL SECURITIES LLC

CRD#: 141161 / SEC#: , 8-67367

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Harbour Place Suite 215, Portsmouth, NH 03801
Mailing Address
One Harbour Place Suite 215, Portsmouth, NH 03801
Phone number
(603) 433-6000
Established
New Hampshire since 05/25/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MACLEOD, ROBERT ELACO-CHIEF EXECUTIVE OFFICERS2258417
MCGEE, STEPHEN ROBERTMANAGING DIRECTOR4524211
WORRELL, PETER ROBERTCO-CHIEF EXECUTIVE OFFICER5177910
MCCARTHY, KELLY TINACHIEF COMPLIANCE OFFICER, FINOP, PFO, POO7689991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIGELOW CAPITAL SECURITIES LLC

CRD#: 141161Portsmouth, NH 03801

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