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CK

Christopher J. Kampe

DRESNER INVESTMENT SERVICES
Chicago, IL 60603
Some features on this profile are disabled
CRD#: 4524204
CK

Professional summary

Christopher John Kampe is a registered financial professional currently at DRESNER INVESTMENT SERVICES, INC. located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Kampe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 27, 2017 - Present

DRESNER INVESTMENT SERVICES, INC.

Office #1: 10 S. Lasalle Suite 2170, Chicago, IL 60603
BD
CRD#: 35145
Chicago, IL
Past

April 17, 2008 - March 24, 2017

TULLY & HOLLAND, INCORPORATED

BD
CRD#: 30029
WELLESLEY, MA
Past

September 13, 2002 - April 10, 2008

GRANT THORNTON CORPORATE FINANCE, LLC

BD
CRD#: 120129
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/18/2020)
RR
Massachusetts
(12/15/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 7/3/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 6/13/2002
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DI
DRESNER INVESTMENT SERVICES, INC.
DRESNER INVESTMENT SERVICES, INC. | DRESNER PARTNERS

CRD#: 35145 / SEC#: , 8-46575

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
10 S. Lasalle Suite 2170, Chicago, IL 60603
Mailing Address
10 S. Lasalle Suite 2170, Chicago, IL 60603
Phone number
(312) 780-7222
Established
Illinois since 04/12/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DRESNER, STEVEN MARKPRESIDENT/CHIEF COMPLIANCE OFFICER2406965
YTTERBERG, BRIAN VICTORCHIEF OPERATING OFFICER3193521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRESNER INVESTMENT SERVICES, INC.

CRD#: 35145Chicago, IL 60603

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