Michelle Ramirez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Ramirez, who also goes by Michelle Marie Oman, Michelle Marie Perez, Michelle Marie Perez Oman, Michelle Perez-ramirez, Michelle Marie Ramirez, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2002. Michelle had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2025 - August 14, 2026
MML STRATEGIC DISTRIBUTORS, LLC
January 3, 2022 - September 13, 2024
INVESTMENT DISTRIBUTORS, INC.
October 15, 2020 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 13, 2019 - February 11, 2020
SAYBRUS EQUITY SERVICES, LLC
August 15, 2018 - January 24, 2019
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 7, 2014 - March 20, 2015
EQUITABLE DISTRIBUTORS, LLC
May 24, 2011 - October 22, 2013
AMERITAS INVESTMENT COMPANY, LLC
December 11, 2004 - May 19, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
May 19, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
September 11, 2002 - January 13, 2003
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
