Roberto D. De Azevedo
Professional summary
Roberto Dannemann De Azevedo, who also goes by Jose Roberto De Azevedo, Roberto De Azevedo, Jose Roberto Dannemann De Azevedo, is a registered financial professional currently at TRADESTATION SECURITIES, INC. located in Plantation, Florida.
Roberto is registered as a RR (Registered Representative) and started their career in finance in 2002. Roberto has worked at 6 firms and has passed the Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roberto Dannemann De Azevedo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2024 - Present
TRADESTATION SECURITIES, INC.
Office #1: 8050 Sw 10th Street Suite 2000, Plantation, FL 33324January 3, 2017 - June 1, 2021
BROKERTEC AMERICAS LLC
October 7, 2013 - January 3, 2017
TP ICAP GLOBAL MARKETS AMERICAS LLC
June 1, 2004 - July 14, 2004
TULLETT LIBERTY BROKERAGE INC.
June 1, 2004 - September 11, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
July 19, 2002 - August 8, 2002
GFI SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
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Company Information
TRADESTATION SECURITIES, INC.
CRD#: 39473Plantation, FL 33324TRUST BUT VERIFY
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