Rahul R. Jasuja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rahul Rajendar Jasuja PH.D., who also goes by Rahul Rajendar Jasuja, was a registered financial professional .
Rahul is a previously registered financial professional and started their career in finance in 2002. Rahul had worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 86, Series 87, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2019 - January 24, 2022
NEWBRIDGE SECURITIES CORPORATION
December 15, 2016 - April 10, 2017
B. RILEY SECURITIES, INC.
September 16, 2016 - November 28, 2016
CIM SECURITIES, LLC
August 11, 2011 - June 7, 2016
NOBLE CAPITAL MARKETS, INC.
May 26, 2004 - December 10, 2010
MDB CAPITAL
September 24, 2002 - January 15, 2003
RODMAN & RENSHAW, LLC
July 30, 2002 - May 18, 2004
SOMA PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/29/2024
Investment Banking Registered Representative ExaminationCurrent Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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