Jason A. Dallmann

WEALTHSTAR ADVISORS

Plano, TX 75023

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CRD#: 4523789

Professional summary

Jason Alan Dallmann, who also goes by Jason Alan Dallman, is a registered financial advisor currently at WEALTHSTAR ADVISORS, LLC located in Plano, Texas.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jason has worked at 7 firms and has passed the Series 66, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Alan Dallman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/12/2012 - INDEPENDENT FINANCIAL PARTNERS/ REGSITERED INVESTMENT ADVISOR DBA/ 90%/ PLANO, TX 2. 09/12/2012 - WEALTHSTAR ADVISORS/ DBA ONLY/ 100%/ PLANO, TX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Alan Dallmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2013 - Present

WEALTHSTAR ADVISORS, LLC

Office #1: 305b W Spring Creek Parkway Suite 400, Plano, TX 75023

RIA

CRD#: 164957

Plano, TX

Past

October 9, 2012 - December 31, 2013

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

PLANO, TX

Past

September 13, 2012 - May 3, 2013

LPL FINANCIAL LLC

CRD#: 6413

PLANO, TX

Past

January 9, 2012 - July 20, 2012

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

RIA

CRD#: 155820

PLANO, TX

Past

March 25, 2011 - December 7, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

DALLAS, TX

Past

March 25, 2011 - December 7, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DALLAS, TX

Past

February 11, 2003 - January 27, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HURST, TX

Past

February 11, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 11, 2003 - January 27, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HURST, TX

Past

May 22, 2002 - August 7, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 22, 2002 - August 7, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

April 5, 2002 - August 7, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHARDSON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSTAR ADVISORS, LLC

PROSPERITY RETIREMENT GROUP | WEALTHSTAR ADVISORS, LLC | RCS-CFP

CRD#: 164957 / SEC#: 801-79121

RIA

Registered Investment Advisory firm - (2/3/2014 Approved)

Kansas

Registered Investment Advisory firm - (2/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/7/2016)

IAR

Texas
(5/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/30/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/29/2011

General Securities Sales Supervisor - Options Module Examination

Current Firm

WEALTHSTAR ADVISORS, LLC

PROSPERITY RETIREMENT GROUP | WEALTHSTAR ADVISORS, LLC | RCS-CFP

CRD#: 164957 / SEC#: 801-79121

RIA

Registered Investment Advisory firm - (2/3/2014 Approved)

Kansas

Registered Investment Advisory firm - (2/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/4/2014 Terminated)

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Contact information

Main Address

305b W Spring Creek Parkway Suite 400, Plano, TX 75023

Mailing Address

Phone number

(972) 372-2935

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHSTAR ADVISORS_COMBINED ADV PART 2A/WRAP BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,571
AUM (Assets Under Management)	$ 791,461,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Dallmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Alan Dallmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEALTHSTAR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2002

Series 7

Date: 5/21/2002

Series 10

Date: 8/30/2011

Series 9

Date: 6/29/2011

Current Firm

WEALTHSTAR ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSTAR ADVISORS, LLC

TRUST BUT VERIFY

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