Victor M. Valle
Professional summary
Victor M. Valle, who also goes by VIctor Michael Valle, Victor Valle, is a registered financial advisor currently at VERAZ ADVISORS located in San Ramon, California.
Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Victor has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor M. Valle's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2023 - Present
VERAZ ADVISORS
Office #1: 2355 San Ramon Valley Blvd, Suite 204, San Ramon, CA 94583June 12, 2020 - January 26, 2023
WINANS INVESTMENTS
August 17, 2016 - September 23, 2019
COMERICA SECURITIES
August 17, 2016 - September 23, 2019
COMERICA SECURITIES
March 25, 2014 - August 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 25, 2014 - August 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2012 - March 20, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 30, 2012 - March 20, 2014
WELLS FARGO CLEARING SERVICES, LLC
July 27, 2009 - October 22, 2012
SII INVESTMENTS, INC.
July 27, 2009 - October 22, 2012
SII INVESTMENTS, INC.
November 7, 2008 - March 17, 2009
ARGENTUS SECURITIES, LLC
March 17, 2008 - May 30, 2008
LIBERTY GROUP, LLC
March 14, 2008 - October 16, 2008
LIBERTY GROUP, LLC
February 6, 2006 - March 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 8, 2005 - March 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2004 - October 29, 2004
U.S. BANCORP INVESTMENTS, INC.
May 26, 2004 - July 28, 2004
WELLS FARGO INVESTMENTS, LLC
May 26, 2004 - July 28, 2004
WELLS FARGO INVESTMENTS, LLC
July 28, 2003 - October 22, 2003
WADDELL & REED
July 10, 2003 - October 22, 2003
WADDELL & REED
January 28, 2003 - March 17, 2003
ALAMO CAPITAL
November 21, 2002 - January 6, 2003
ATLAS SECURITIES, LLC
October 22, 2002 - December 3, 2002
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2023)
Exams
Current Firm
VERAZ ADVISORS
CRD#: 304619 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 86,101,616 |
Red Flags
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Company Information
VERAZ ADVISORS
CRD#: 304619San Ramon, CA 94583TRUST BUT VERIFY
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