Anthony N. Nenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Nicholas Nenna was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2002. Anthony had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2021 - December 31, 2022
USI SECURITIES, INC.
August 2, 2018 - March 6, 2019
GLOBAL RETIREMENT PARTNERS LLC
August 1, 2018 - April 17, 2019
LPL FINANCIAL LLC
March 25, 2017 - August 1, 2018
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 1, 2018
MML INVESTORS SERVICES, LLC
November 13, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
January 17, 2007 - May 2, 2013
MSI FINANCIAL SERVICES, INC.
July 25, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
July 25, 2006 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 27, 2004 - February 15, 2006
A. G. EDWARDS & SONS, INC.
August 27, 2004 - February 15, 2006
A. G. EDWARDS & SONS, INC.
June 17, 2003 - September 10, 2003
A.B. WATLEY, INC.
April 18, 2002 - April 25, 2003
A.B. WATLEY, INC.
Primary Firm SEC Registration
USI SECURITIES, INC.
CRD#: 43793 / SEC#: 801-56578, 8-50429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USI SECURITIES, INC.
CRD#: 43793 / SEC#: 801-56578, 8-50429
Contact information
SEC notice filing (39 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USIC INVESTMENT GROUP INC. | SHAREHOLDER | |
| BOWMAN, RICHARD CHARLES | FINOP, DIRECTOR OF OPERATIONS | 2356525 |
| GRITZER, JOSEPH JOHN JR | PRESIDENT | 2162679 |
| KAPPUS, DAVID L | TREASURER | 6837749 |
| NEWBORN, ERNEST JOSHUA | DIRECTOR/SECRETARY | 3154426 |
| ROBIDOUX, MELINDA MCDONALD | CHIEF COMPLIANCE OFFICER | 2848093 |
| TREMKO, WILLIAM MICHAEL | CHIEF EXECUTIVE OFFICER | 4495149 |
Red Flags
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