Richard L. Burnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Leon Burnett was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2002. Richard had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2007 - April 24, 2019
BURNETT FINANCIAL SERVICES
February 2, 2007 - August 20, 2007
PENSION PLANNERS SECURITIES, INC.
September 15, 2006 - August 20, 2007
PENSION PLANNERS SECURITIES, INC.
December 2, 2003 - June 24, 2005
CITISTREET EQUITIES LLC
April 22, 2002 - April 10, 2003
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BURNETT FINANCIAL SERVICES
CRD#: 144914 / SEC#:
Contact information
Red Flags
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