Jason K. Womack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Keith Womack, who also goes by Jason Womack, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2020 - December 22, 2020
MADISON AVENUE SECURITIES, LLC
April 7, 2020 - December 22, 2020
MADISON AVENUE SECURITIES, LLC
June 20, 2008 - May 17, 2018
J. W. COLE ADVISORS, INC.
June 20, 2008 - May 18, 2018
J.W. COLE FINANCIAL, INC.
July 11, 2007 - June 26, 2008
UNITED SECURITIES ALLIANCE, INC.
March 1, 2007 - October 25, 2007
OSAIC WEALTH, INC.
March 1, 2007 - June 25, 2008
OSAIC WEALTH, INC.
December 16, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
December 15, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
September 30, 2003 - December 18, 2003
SAXONY SECURITIES, INC.
January 2, 2003 - October 3, 2003
SECURITIES AMERICA ADVISORS, INC.
June 4, 2002 - September 30, 2003
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
