Laura K. Schilling
FINANCIAL INNOVATIONS
Atlanta, GA 30328
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CRD#: 4523323
Professional summary
Laura Kim Schilling, CFP® is a registered financial advisor currently at FINANCIAL INNOVATIONS, LLC located in Atlanta, Georgia and OSAIC WEALTH, INC. located in Atlanta, Georgia.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Laura has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LAURA K SCHILLING, ESQ, CPA, CSA ESTATE INNOVATIONS LLC, NOT INVESTMENT RELATED; 6111 PEACHTREE DUNWOODY ROAD, SUITE F101 ATLANTA GA 30328; LAW PRACTICE-ESTATE PLANNING (WILLS, TRUST, POWER) AND BASIC CORPORATE LAW; ATTORNEY; 8/1997; 10 HRS/MO.; 2HRS/WK; COMPENSATION-FLAT FEE; MEET WITH CLIENTS, GATHER INFO, DRAFT PROPOSAL LETTER, DRAFT DOCUMENTS, MEET TO SIGN DOCS 2. FINANCIAL INNOVATIONS; INVESTMENT RELATED; 6111 PEACHTREE DUNWOODY ROAD, SUITE F101 ATLANTA, GA 30328; INSURANCE; OWNER; 5/2003; 2-3HRS/MO;1/2HR/DAY; COMMISSIONS; GATHER INFO, GET QUOTES, PRINT APPS, COMPLETE APPS, SUBMIT TO BUI OR ASH, GET SIGNATURE 3. Lea LLC; not investment related; 6111 Peachtree Dunwoody Rd, F101, Atlanta,GA 30328; owns real estate at 6111 Peachtree Dunwoody; member/manager; 10/6/2013; 10 minutes/month; 0 hrs during trading; Financial Innovations is tenant pays rent to Lea LLC. Lea LLC upkeeps maintenance, pays taxes, etc. 4. EAL LLC; NOT INVESTMENT RELATED; 6111 PEACHTREE DUNWOODY ROAD, SUITE F101, ATLANTA, GA 30328; RENTAL PROPERTY; OWNER; 07/2019; XX HOURS/MONTH; XX HOURS DURING TRADING; MANAGE RENTAL PROPERTIES. 5. ALE LLC POSITION: member manager NATURE: single member LLC owns real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2021 ADDRESS: 6111 Peachtree Dunwoody Road, F101, Atlanta GA 30328, United States DESCRIPTION: My neighbor and friend, Brendon Brown, owns a company that invests in major real estate projects. I have invested a small amount in an apartment project in Oklahoma and it is currently under construction and one in Pensacola FL and it is currently under construction. $50K per project so small percent to entire project. 6. AEL LLC POSITION: member manager NATURE: LLC sole member/manager INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2021 ADDRESS: 22 waterloon Trail, Morganton GA 30560, United States DESCRIPTION: Own a lake house in Morganton. I have a manager who handles 99.9% of all things. It is air bnb. 7. ESTATE INNOVATIONS LLC POSITION: Attorney NATURE: sole member LLC INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 08/01/1998 ADDRESS: 6111 Peachtree Dunwoody Road, F101, Atlanta GA 30328, United States DESCRIPTION: I am an attorney who drafts and signs estate planning documents.
CRS (Client Relationship Summary) - RIA
Click below to view Laura Kim Schilling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 29, 2007 - Present
FINANCIAL INNOVATIONS, LLC
Office #1: 6111 Peachtree Dunwoody Road Suite F101, Atlanta, GA 30328RIA
CRD#: 142769
Atlanta, GA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 6111 Peachtree Dunwoody Road Suite F101, Atlanta, GA 30328RIA
BD
CRD#: 23131
ATLANTA, GA
Past
October 6, 2005 - March 20, 2008
VINING FINANCIAL
RIA
CRD#: 126317
ATLANTA, GA
Past
September 9, 2003 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
May 2, 2003 - September 9, 2003
CREATIVE FINANCIAL GROUP LTD
RIA
CRD#: 105617
ATLANTA, GA
Past
April 29, 2003 - September 9, 2003
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
ATLANTA, GA
Past
June 13, 2002 - September 9, 2003
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
COLUMBUS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FINANCIAL INNOVATIONS, LLC
FINANCIAL INNOVATIONS, LLC
CRD#: 142769 / SEC#: 801-67516
RIA
Registered Investment Advisory firm - (1/26/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
RR
Arizona(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Delaware(8/23/2024)
RR
District of Columbia(8/23/2024)
RR
Florida(8/23/2024)
IAR
Georgia(4/25/2007)
RR
Georgia(8/23/2024)
RR
Hawaii(6/26/2025)
RR
Indiana(8/26/2025)
RR
Kentucky(8/23/2024)
RR
Louisiana(4/10/2025)
RR
Maryland(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Mississippi(6/26/2025)
RR
Missouri(8/23/2024)
RR
Nevada(6/26/2025)
RR
New Jersey(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Oregon(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Rhode Island(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Tennessee(8/23/2024)
IAR
Texas(1/23/2008)
RR
Texas(8/23/2024)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FINANCIAL INNOVATIONS, LLC
FINANCIAL INNOVATIONS, LLC
CRD#: 142769 / SEC#: 801-67516
RIA
Registered Investment Advisory firm - (1/26/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6111 Peachtree Dunwoody Road Suite F101, Atlanta, GA 30328
Mailing Address
Phone number
(404) 458-0065
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 680 |
| AUM (Assets Under Management) | $ 400,093,442 |
Red Flags
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