Laura K. Schilling

FINANCIAL INNOVATIONS

Atlanta, GA 30328

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CRD#: 4523323

Professional summary

Laura Kim Schilling, CFP® is a registered financial advisor currently at FINANCIAL INNOVATIONS, LLC located in Atlanta, Georgia and OSAIC WEALTH, INC. located in Atlanta, Georgia.

Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Laura has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Kim Schilling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 29, 2007 - Present

FINANCIAL INNOVATIONS, LLC

Office #1: 6111 Peachtree Dunwoody Road Suite F101, Atlanta, GA 30328

RIA

CRD#: 142769

Atlanta, GA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 6111 Peachtree Dunwoody Road Suite F101, Atlanta, GA 30328

RIA

CRD#: 23131

ATLANTA, GA

Past

October 6, 2005 - March 20, 2008

VINING FINANCIAL

RIA

CRD#: 126317

ATLANTA, GA

Past

September 9, 2003 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

May 2, 2003 - September 9, 2003

CREATIVE FINANCIAL GROUP LTD

RIA

CRD#: 105617

ATLANTA, GA

Past

April 29, 2003 - September 9, 2003

SYNOVUS SECURITIES, INC.

RIA

CRD#: 14023

ATLANTA, GA

Past

June 13, 2002 - September 9, 2003

SYNOVUS SECURITIES, INC.

CRD#: 14023

COLUMBUS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL INNOVATIONS, LLC

CRD#: 142769 / SEC#: 801-67516

RIA

Registered Investment Advisory firm - (1/26/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2024)

Arizona
(8/23/2024)

California
(8/23/2024)

Colorado
(8/23/2024)

Connecticut
(8/23/2024)

Delaware
(8/23/2024)

District of Columbia
(8/23/2024)

Florida
(8/23/2024)

IAR

Georgia
(4/25/2007)

Georgia
(8/23/2024)

Hawaii
(6/26/2025)

Indiana
(8/26/2025)

Kentucky
(8/23/2024)

Louisiana
(4/10/2025)

Maryland
(8/23/2024)

Massachusetts
(8/23/2024)

Mississippi
(6/26/2025)

Missouri
(8/23/2024)

Nevada
(6/26/2025)

New Jersey
(8/23/2024)

New York
(8/23/2024)

North Carolina
(8/23/2024)

Oregon
(8/23/2024)

Pennsylvania
(8/23/2024)

Rhode Island
(8/23/2024)

South Carolina
(8/23/2024)

Tennessee
(8/23/2024)

IAR

Texas
(1/23/2008)

Texas
(8/23/2024)

Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/14/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/3/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL INNOVATIONS, LLC

CRD#: 142769 / SEC#: 801-67516

RIA

Registered Investment Advisory firm - (1/26/2007 Approved)

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Contact information

Main Address

6111 Peachtree Dunwoody Road Suite F101, Atlanta, GA 30328

Mailing Address

Phone number

(404) 458-0065

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL INNOVATIONS, LLC ADV BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts	1,071
AUM (Assets Under Management)	$ 535,198,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Laura K. Schilling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Kim Schilling's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL INNOVATIONS, LLC

OSAIC WEALTH, INC.

VINING FINANCIAL

TRIAD ADVISORS LLC

CREATIVE FINANCIAL GROUP LTD

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

Primary Firm SEC Registration

FINANCIAL INNOVATIONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2002

Series 24

Date: 6/3/2008

FINRA

Current Firm

FINANCIAL INNOVATIONS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL INNOVATIONS, LLC

TRUST BUT VERIFY

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