Taiyoung Lee

WEALTHY & WISE FAMILY OFFICE

Columbia, MD 21044

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CRD#: 4523264

Professional summary

Taiyoung Lee, who also goes by Daniel Lee, Tai Lee, is a registered financial advisor currently at WEALTHY & WISE FAMILY OFFICE located in Columbia, Maryland.

Taiyoung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Taiyoung has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Lee | Tai Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wealthy & Wise, Inc. (South Korea) #1101, IS Biz Tower, 26, Yangpyeong-ro 21-gil Yeongdeungpo-gu, Seoul, Korea, 150-105 Non-investment related, consultancy company for small/mid-size companies in South Korea. Role as a consultant providing ideas and thoughts on business development. Starting as of October 1 2015, devoting 5-10 hours per month during non-business, non-securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taiyoung Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2006 - Present

WEALTHY & WISE FAMILY OFFICE

Office #1: 10320 Little Patuxent Pkwy. Suite 930, Columbia, MD 21044

RIA

CRD#: 120278

Columbia, MD

Past

July 3, 2002 - November 7, 2003

WEALTHY & WISE FAMILY OFFICE

RIA

CRD#: 120278

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/8/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2006

Uniform Investment Adviser Law Examination

Current Firm

WEALTHY & WISE FAMILY OFFICE

INVESTED. | WEALTHY & WISE FAMILY OFFICE | PTC INTERNATIONAL PORTFOLIO MANAGEMENT, INC. | IPM

CRD#: 120278 / SEC#:

District of Columbia

Registered Investment Advisory firm - (3/31/2020 Terminated)

Maryland

Registered Investment Advisory firm - (9/8/2006 Approved)

Virginia

Registered Investment Advisory firm - (3/31/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10320 Little Patuxent Pkwy. Suite 930, Columbia, MD 21044

Mailing Address

Phone number

(410) 469-9532

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 61,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taiyoung Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taiyoung Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHY & WISE FAMILY OFFICE

WEALTHY & WISE FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2006

Current Firm

WEALTHY & WISE FAMILY OFFICE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHY & WISE FAMILY OFFICE

TRUST BUT VERIFY

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