William H. Hazel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Henry Hazel III, who also goes by Bill Hazel, William Henry Hazel III, William Henry Hazel, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2002. William had worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2021 - December 31, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
May 5, 2011 - June 21, 2012
EQUITABLE ADVISORS, LLC
April 26, 2011 - June 21, 2012
EQUITABLE ADVISORS, LLC
November 25, 2004 - April 5, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 25, 2004 - September 4, 2009
OSAIC FA, INC.
November 9, 2004 - September 4, 2009
OSAIC FA, INC.
April 13, 2004 - May 24, 2004
OSAIC FA, INC.
December 2, 2002 - May 24, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 2, 2002 - May 24, 2004
OSAIC FA, INC.
July 26, 2002 - December 11, 2002
EQUITABLE ADVISORS, LLC
May 17, 2002 - December 11, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/3/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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