Judith L. Rowland

MOODY, LYNN, LIEBERSON & WALKER

Boston, MA 02108

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CRD#: 4522925

Professional summary

Judith Lynn Rowland, who also goes by Judith L Rowland, Judith L Rowland, Judith Lynn Schreiber, is a registered financial advisor currently at MOODY, LYNN, LIEBERSON & WALKER, LLC located in Boston, Massachusetts.

Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Judith has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Judith L Rowland | Judith L Rowland | Judith Lynn Schreiber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE OF MY MOTHER'S LIFE INSURANCE TRUST- THE JOYCE M. SCHREIBER IRREVOCABLE TRUST, DEVOTE 5 HOURS PER YEAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith Lynn Rowland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2016 - Present

MOODY, LYNN, LIEBERSON & WALKER, LLC

Office #1: One Boston Place, Boston, MA 02108

RIA

CRD#: 283549

Boston, MA

Past

November 3, 2014 - April 29, 2016

MOODY, LYNN & LIEBERSON, LLC

RIA

CRD#: 106000

BOSTON, MA

Past

February 15, 2012 - September 3, 2013

LAKE STREET ADVISORS, LLC

RIA

CRD#: 125471

BOSTON, MA

Past

December 17, 2004 - May 3, 2010

CALIBRE ADVISORY SERVICES INC.

RIA

CRD#: 133333

WALTHAM, MA

Past

September 27, 2003 - December 16, 2004

TANAGER FINANCIAL SERVICES INC

RIA

CRD#: 106270

WALTHAM, MA

Past

May 21, 2002 - July 28, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC | MOODY, LYNN, LIEBERSON & WALKER, LLC

CRD#: 283549 / SEC#: 801-107685

RIA

Registered Investment Advisory firm - (4/21/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/2002

General Securities Representative Examination

Current Firm

MOODY, LYNN, LIEBERSON & WALKER, LLC

MOODY, LYNN & LIEBERSON, LLC | MOODY, LYNN, LIEBERSON & WALKER, LLC

CRD#: 283549 / SEC#: 801-107685

RIA

Registered Investment Advisory firm - (4/21/2016 Approved)

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Contact information

Main Address

One Boston Place, Boston, MA 02108

Mailing Address

Phone number

(617) 973-0590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOODY, LYNN, LIEBERSON & WALKER LLC FORM ADV PART 2 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,011
AUM (Assets Under Management)	$ 2,189,108,008

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2024	Cover Page	Report
09/12/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Judith L. Rowland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith Lynn Rowland's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOODY, LYNN & LIEBERSON, LLC

LAKE STREET ADVISORS, LLC

CALIBRE ADVISORY SERVICES INC.

TANAGER FINANCIAL SERVICES INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MOODY, LYNN, LIEBERSON & WALKER, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2002

Series 7

Date: 5/20/2002

Current Firm

MOODY, LYNN, LIEBERSON & WALKER, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOODY, LYNN, LIEBERSON & WALKER, LLC

TRUST BUT VERIFY

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