Anthony D. Valenza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Daniel Valenza, who also goes by Anthony Daneil Valenza, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1973. Anthony had worked at 7 firms and has passed the Series 63, Series 55 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2001 - October 9, 2012
G1 EXECUTION SERVICES, LLC
May 7, 1999 - June 5, 2001
GVR COMPANY
January 2, 1997 - October 27, 1998
ABN AMRO INCORPORATED
September 30, 1991 - January 2, 1997
THE CHICAGO CORPORATION
June 4, 1985 - September 30, 1991
WILLIAM BLAIR
September 26, 1978 - July 12, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 15, 1973 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/21/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 3/8/1973
Registered Representative ExaminationCurrent Firm
G1 EXECUTION SERVICES, LLC
CRD#: 111528 / SEC#: , 8-53174
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 1 |
Red Flags
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