LM
Lee J. Maulsby
CREATIVEONE WEALTH
LAKEWOOD, CO 80401
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CRD#: 4522772
LM
Professional summary
Lee John Maulsby is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Lakewood, Colorado.
Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Lee has worked at 2 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WEST METRO FIRE AND RESCUE; 433 S ALLSION PKWY, LAKEWOOD CO 80226; NOT INVESTMENT-RELATED; STARTED 07/09; FIREFIGHTER & PARAMEDIC; APX 220 HOURS PER MONTH, 60 WHICH ARE DURING TRADING HOURS. 2. PARTNERS IN CPR; 8699 WINDY ST ARVADA CO 80007; NOT INVESTMENT-RELATED; STARTED 1/17; TRAINER / TEACHER; APX 2 HOURS PER MONTH, NONE DURING TRADING HOURS. 3. GUARDIAN RETIREMENT STRATEGIES; 1819 DENVER WEST DRIVE STE 205 LAKEWOOD CO 80401; INVESTMENT RELATED;
CRS (Client Relationship Summary) - RIA
Click below to view Lee John Maulsby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2021 - Present
CREATIVEONE WEALTH, LLC
Office #1: 1819 Denver West Drive Suite 205, Lakewood, CO 80401Office #2: 107 1/2 W. North Street, Hanover, KS 66945RIA
CRD#: 281213
LAKEWOOD, CO
Past
June 4, 2002 - August 9, 2004
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/27/2021)
IAR
Kansas(9/27/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
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Company Information
CREATIVEONE WEALTH, LLC
CRD#: 281213Lakewood, CO 80401TRUST BUT VERIFY
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