James M. Conrads

CAPSTONE WEALTH MANAGEMENT GROUP

Bend, OR 97702-3453

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CRD#: 4522725

Professional summary

James Michael Conrads, CFP®, ChFC®, who also goes by J Michael Conrads, Michael James Conrads, is a registered financial advisor currently at CAPSTONE WEALTH MANAGEMENT GROUP, LLC located in Bend, Oregon.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Michael Conrads | Michael James Conrads

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Conrads's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

ChFC^®

Chartered Financial Consultant

Experience

Current

September 8, 2003 - Present

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Office #1: 404 Sw Columbia St. Suite 230, Bend, OR 97702-3453

RIA

CRD#: 128097

Bend, OR

Past

September 20, 2005 - December 31, 2009

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

BEND, OR

Past

July 13, 2004 - September 23, 2005

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

July 7, 2003 - August 5, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

BEND, OR

Past

July 7, 2003 - August 5, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

April 25, 2003 - May 15, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BEND, OR

Past

May 10, 2002 - May 15, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CAPSTONE WEALTH MANAGEMENT GROUP, LLC | DEVON A. GAINES CPA, PC | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 128097 / SEC#: 801-66144

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

California

Registered Investment Advisory firm - (2/6/2006 Terminated)

Oregon

Registered Investment Advisory firm - (2/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/8/2003)

IAR

Texas
(5/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/4/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/9/2002

General Securities Representative Examination

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CAPSTONE WEALTH MANAGEMENT GROUP, LLC | DEVON A. GAINES CPA, PC | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 128097 / SEC#: 801-66144

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

California

Registered Investment Advisory firm - (2/6/2006 Terminated)

Oregon

Registered Investment Advisory firm - (2/2/2006 Terminated)

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Contact information

Main Address

404 Sw Columbia St. Suite 230, Bend, OR 97702-3453

Mailing Address

Phone number

(541) 330-0266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE WEALTH MANAGEMENT BROCHURE 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts	708
AUM (Assets Under Management)	$ 233,052,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Conrads

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Conrads's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC WEST SECURITIES, INC.

SYNDICATED CAPITAL, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2002

Series 31

Date: 6/4/2002

Series 7

Date: 5/9/2002

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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