JQ
Joseph A. Quartucci
TRANSCE3ND LLC
BUDA, TX 78610
Some features on this profile are disabled
CRD#: 4522516
JQ
Professional summary
Joseph Allen Quartucci, CPWA®, who also goes by Joe A. Quartucci, Joseph A. Quartucci, Joseph Allen Quartucci, Joseph Quartucci, is a registered financial advisor currently at TRANSCE3ND LLC located in Buda, Texas and MADISON AVENUE SECURITIES, LLC located in Buda, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe A. Quartucci | Joseph A. Quartucci | Joseph Allen Quartucci | Joseph Quartucci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) e3 Wealth LLC, 835 MAIN STREET BUILDING #200, BUDA, TX 78610, Managing PARTNER, 12/2/2013, 160 HOURS TOTAL, 120 DURING TRADING HOURS, Nature: Managing Advisers and client relationships. Insurance and securities. 2) APU PARTNERS, LLC POSITION: Owner/Member NATURE: Operating Company to cover payroll for enterprises. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/2014 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610 DESCRIPTION: LLC for Business activity 3) e3 Interests LLC, 835 MAIN STREET BUILDING #200, BUDA, TX 78610, Member, 05/2022, Nature: Holding Company for Real Estate Investments 4) APU TAX, LLC DBA e3Tax LLC POSITION: Managing Member NATURE: Tax preparation, bookkeeping and payroll services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Management of 1 tax preparer/bookkeeper 5) LMFB, LLC POSITION: Member: NATURE: Partnership to make investment strategies. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 2022 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Partnership to review investment strategies 6) Transce3nd POSITION: IAR NATURE: Fee based Advisory consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 2022 ADDRESS: 835 MAIN STREET BUILDING #200, BUDA, TX 78610, United States DESCRIPTION: Custom build strategies to minimize risks and reduce volatility while enhancing long term performance. 7) Name: MQT, LLC; Address: Kyle, Texas; Investment Related: No; Position: Partner; Duties: Passive Investor - Holds Real Estate to be developed into an office building; Hours Per Week: Less than 1 hour per week; Start Date: 02/2023 8) Name: 835 Main LLC: Address: Kyle Texas; Investment Related: NO Position: Limited Partner, Commercial Real Estate Development Hours Per Week: Less than 1 hour per week; Start Date: 05/2022 9) Name: Laylas Condo; Address: Austin, Texas; Investment Related: No; Position: Owner of the Condo; Duties: Managing the Condo; Hours Per Week: Less Than 1 Hour Per Week; Start Date: 11/17/2024 10) Name: Help One Now; Investment Related: No; Address: P.O. Box 26716, Raleigh, NC 27611; Nature of the Business: Family Reunification Intervention; Position: Board Member; Hours Per Week: 2 Hours; Start Date: 7/1/2025
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Allen Quartucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2019-09-27
Expire date: 2023-08-31
Experience
Current
May 26, 2022 - Present
TRANSCE3ND LLC
Office #1: 835 Main Street Building 200, Buda, TX 78610RIA
CRD#: 317745
BUDA, TX
Current
July 29, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 835 Main Street, Building #200, Buda, TX 78610RIA
BD
CRD#: 23224
Buda, TX
Past
July 7, 2017 - August 1, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
Kyle, TX
Past
July 7, 2017 - August 1, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Kyle, TX
Past
December 6, 2007 - July 10, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
KYLE, TX
Past
December 6, 2007 - July 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
KYLE, TX
Past
August 7, 2007 - December 5, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
SAN MARCOS, TX
Past
October 1, 2002 - December 5, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
SAN MARCOS, TX
Past
May 29, 2002 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/29/2022)
RR
Arizona(7/29/2022)
RR
Arkansas(7/29/2022)
RR
California(7/29/2022)
RR
Colorado(7/29/2022)
RR
Connecticut(7/29/2022)
RR
Delaware(11/3/2023)
RR
Florida(7/29/2022)
RR
Georgia(7/29/2022)
RR
Illinois(7/29/2022)
RR
Iowa(7/29/2022)
RR
Kansas(2/23/2023)
RR
Louisiana(7/29/2022)
RR
Maryland(7/29/2022)
RR
Massachusetts(7/29/2022)
RR
Michigan(7/29/2022)
RR
Minnesota(7/29/2022)
RR
Mississippi(7/29/2022)
RR
Missouri(7/29/2022)
RR
Montana(7/29/2022)
RR
Nebraska(7/29/2022)
RR
Nevada(7/29/2022)
RR
New Jersey(7/29/2022)
RR
New Mexico(7/29/2022)
RR
New York(7/29/2022)
RR
North Carolina(8/3/2022)
RR
Ohio(7/29/2022)
RR
Oklahoma(7/29/2022)
RR
Oregon(7/29/2022)
RR
Pennsylvania(7/29/2022)
RR
Rhode Island(7/29/2022)
RR
South Carolina(7/29/2022)
RR
Tennessee(1/18/2024)
IAR
Texas(5/26/2022)
RR
Texas(7/29/2022)
RR
Virginia(7/29/2022)
RR
Washington(7/29/2022)
RR
Wisconsin(7/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
