Victor A. Chilelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Amadeo Chilelli JR, who also goes by VIctor A Chilelli Jr, Victor Amadeo Chilelli, Victor Amdeo Chilelli, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2002. Victor had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - October 26, 2017
SANTANDER SECURITIES LLC
January 5, 2017 - October 26, 2017
SANTANDER SECURITIES LLC
November 17, 2016 - December 2, 2016
NEW YORK ALASKA ETF MANAGEMENT, LLC
July 9, 2015 - October 1, 2015
PHX FINANCIAL, INC.
September 26, 2014 - November 5, 2014
TRADINGBLOCK
March 29, 2012 - November 28, 2012
ALEXANDER CAPITAL, L.P.
January 5, 2011 - January 10, 2012
AXOS CLEARING LLC
June 25, 2010 - November 29, 2010
VELOCITY CLEARING, LLC
August 13, 2009 - October 30, 2009
SOUTH STREET SECURITIES LLC
July 27, 2004 - August 8, 2006
THE PRO-ACTIVE EQUITIES GROUP, INC.
April 11, 2002 - August 2, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
Primary Firm SEC Registration
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/15/2002
Limited Representative-Equity Trader ExamSeries 62
Date: 4/9/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
