Stephen C. Browne

PAUL COMSTOCK PARTNERS

HOUSTON, TX 77057

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CRD#: 4522357

Professional summary

Stephen Carpenter Browne is a registered financial advisor currently at PAUL COMSTOCK PARTNERS located in Houston, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stephen has worked at 1 firm and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Carpenter Browne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 1999 - Present

PAUL COMSTOCK PARTNERS

Office #1: 6363 Woodway Suite 620, Houston, TX 77057Office #2: 1177 West Loop South Suite 1500, Houston, TX 77027

RIA

CRD#: 105335

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAUL COMSTOCK PARTNERS

FIRST ENDOWMENT DEVELOPMENT CORP | PAUL L. COMSTOCKCO | PAUL L. COMSTOCK CO | PAUL COMSTOCK PARTNERS

CRD#: 105335 / SEC#: 801-22496

RIA

Registered Investment Advisory firm - (11/5/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/8/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/14/1998

General Securities Representative Examination

Current Firm

PAUL COMSTOCK PARTNERS

FIRST ENDOWMENT DEVELOPMENT CORP | PAUL L. COMSTOCKCO | PAUL L. COMSTOCK CO | PAUL COMSTOCK PARTNERS

CRD#: 105335 / SEC#: 801-22496

RIA

Registered Investment Advisory firm - (11/5/1984 Approved)

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Contact information

Main Address

1177 West Loop South Suite 1500, Houston, TX 77027

Mailing Address

Phone number

(713) 977-2694

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A - FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 2,238,868,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen C. Browne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Carpenter Browne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAUL COMSTOCK PARTNERS

Primary Firm SEC Registration

PAUL COMSTOCK PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/14/1998

Series 7

Date: 12/14/1998

Current Firm

PAUL COMSTOCK PARTNERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAUL COMSTOCK PARTNERS

TRUST BUT VERIFY

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