Krishnan Varier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Krishnan Varier, who also goes by Krishnan Unnikrishnan Varier, was a registered financial professional .
Krishnan is a previously registered financial professional and started their career in finance in 2002. Krishnan had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2014 - April 12, 2016
COWEN AND COMPANY
June 1, 2011 - August 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2011 - May 2, 2011
MORGAN KEEGAN & COMPANY, LLC
September 15, 2005 - September 12, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 14, 2005 - September 12, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 11, 2004 - August 18, 2005
ELTEKON SECURITIES, LLC
June 19, 2003 - May 11, 2004
EQUITABLE ADVISORS, LLC
July 3, 2002 - May 11, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COWEN AND COMPANY
CRD#: 7616 / SEC#: , 8-22522
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN HOLDINGS, INC. | DIRECT PARENT | |
| CHARNEY, DANIEL S. | CO-PRESIDENT | 2158255 |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 |
| JENKINS, CHRISTINE J | PRINCIPAL FINANCIAL OFFICER AND FINOP | 4911933 |
| NIZICH, MATTHEW JOHN | REGISTERED OPTIONS PRINCIPAL | 2119564 |
| SOLOMON, JEFFREY MARC | CHIEF EXECUTIVE OFFICER | 2133254 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Disclosures
| Regulatory Event | 46 |
| Arbitration | 8 |
Red Flags
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