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George B. Morton

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CRD#: 4522132
GM
George Brent Morton

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Brent Morton, who also goes by G. Brent Morton, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 2002. George had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Aliases

G. Brent Morton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.7/1/2013: NON-VARIABLE INSURANCE - LEVEL FOUR INSURANCE SERVICES, LLC, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, AGENT - 20 HOURS PER MONTH/20 DURING TRADING. 2.08/12/2013 - LEVEL FOUR ADVISORY SERVICES LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) LEVEL FOUR ADVISORY SERVICES LLC - REGISTERED INVESTMENT ADVISOR, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, 140 HOURS PER MONTH/120 DURING TRADING. 3.09/03/2019 - LEVEL FOUR CAPITAL MANAGEMENT, LLC AN INVESTMENT RELATED ASSET MANAGEMENT RIA AND AFFILIATE OF LEVEL FOUR FINANCIAL, LOCATED IN DALLAS TX. START DATE 08/31/2019 - 20 HOURS PER MONTH, ALL DURING MARKET HOURS. 4.CRI CPA, 1117 BOLL WEEVIL CIRCLE, ENTERPRISE, AL 36330, COO OF LEVEL FOUR, INCOME PARTNER, START DATE NOV 2014, 40 HOURS PER MONTH/40 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 24, 2020 - September 11, 2026

LEVEL FOUR FINANCIAL, LLC

BD
CRD#: 25700
Dallas, TX
Past

November 1, 2020 - April 1, 2021

LEVEL FOUR FINANCIAL, LLC

RIA
CRD#: 25700
Dallas, TX
Past

November 22, 2019 - September 11, 2026

LEVEL FOUR CAPITAL MANAGEMENT

RIA
CRD#: 304792
DALLAS, TX
Past

July 3, 2013 - September 11, 2026

LEVEL FOUR ADVISORY SERVICES

RIA
CRD#: 134086
DALLAS, TX
Past

July 1, 2013 - July 1, 2013

LPL FINANCIAL LLC

RIA
CRD#: 6413
DALLAS, TX
Past

July 1, 2013 - December 9, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
DALLAS, TX
Past

February 24, 2007 - July 1, 2013

FFEC WEALTH PARTNERS LLC

RIA
CRD#: 16507
DALLAS, TX
Past

February 24, 2007 - July 1, 2013

FFEC WEALTH PARTNERS LLC

BD
CRD#: 16507
DALLAS, TX
Past

June 3, 2002 - February 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FORT WORTH, TX
Past

April 17, 2002 - February 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
PR
Series 66
Status Unavailable
Passed: 4/26/2002
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 31
Status Unavailable
Passed: 5/23/2005
Futures Managed Funds Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 4/16/2002
General Securities Representative Examination

Current Firm

LF
LEVEL FOUR FINANCIAL, LLC
BURTON, BUSBY & CO., INC. | MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADV | LEVEL FOUR FINANCIAL, LLC | LEVEL FOUR FINANCIAL | J.ROE BURTON & CO. INC. | J. ROE BURTON & CO. INC. | HARBOR FINANCIAL SERVICES, LLC | HARBOR FINANCIAL SERVICES | HARBOR FINANCIAL

CRD#: 25700 / SEC#: 801-65811, 8-41965

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
12400 Coit Road 11 North Water Street, Ste 21290, Mobile, AL 36602
Mailing Address
12400 Coit Road Suite 700, Dallas, TX 75251
Phone number
(866) 834-1040
Established
Alabama since 01/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
LEVEL FOUR GROUP, LLCMEMBER
HOPKINS, THOMAS JOHNFINOP1835087
MILLER, KIMBERLY KAYCHIEF COMPLIANCE OFFICER, AMLCO4175240
WHITEHEAD, MARC SCOTTPRESIDENT - LEVEL FOUR FINANCIAL, LLC3059786
WOODS, BRITTPRESIDENT - LEVEL FOUR GROUP, LLC4653884

Disclosures

Regulatory Event7
Arbitration1

Red Flags

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Company Information

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

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