AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EK

Evan M. Keefer

CORPORATE FINANCE SECURITIES
PORTLAND, ME 04101
Some features on this profile are disabled
CRD#: 4522114
EK

Professional summary

Evan Michael Keefer, who also goes by Evan Keefer, is a registered financial professional currently at CORPORATE FINANCE SECURITIES, INC. located in Portland, Maine.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2002. Evan has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Evan Keefer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Michael Keefer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2025 - Present

CORPORATE FINANCE SECURITIES, INC.

Office #1: One Union Street Suite 400, Portland, ME 04101
BD
CRD#: 143453
PORTLAND, ME
Past

May 16, 2002 - December 20, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/23/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/11/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/27/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CORPORATE FINANCE SECURITIES, INC.
CORPORATE FINANCE SECURITIES, INC.

CRD#: 143453 / SEC#: , 8-67566

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
120 Vantis Drive Suite 300, Aliso Viejo, CA 92656
Mailing Address
120 Vantis Drive Suite 300, Aliso Viejo, CA 92656
Phone number
(949) 305-6710
Established
Delaware since 10/03/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ACADEMY ASSOCIATES LLCSHAREHOLDER
CENTAURUS PARTNERS, LLCSHAREHOLDER
CORPORATE FINANCE ASSOCIATES MINNESOTA, INC.SHAREHOLDER
CORPORATE FINANCE ASSOCIATES NEW ENGLAND, LLCSHAREHOLDER
CORPORATE FINANCE ASSOCIATES, INC. A TEXAS CORPORATIONSHAREHOLDER
CORPORATE FINANCE ASSOCIATES, LLCSHAREHOLDER
HEYDENRYCH FAMILY TRUSTSHAREHOLDER
POWELL, PATRICK SCOTTSHAREHOLDER5778669
AARKENSTONE QUEST, LLCSHAREHOLDER
HEYDENRYCH, HELENA JOANNAPRINCIPAL OPERATIONS OFFICER, TRUSTEE5305105
HEYDENRYCH, PETER MICHAELPRINCIPAL OPERATIONS OFFICER,FINANCIAL AND OPERATIONS PRINCIPAL, TRUSTEE5304971
SINYARD, DAVID BLAIRCCO, AMLCO5122340
ST. GERMAIN, ROBERT PAULCEO, CHAIRMAN5384187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORPORATE FINANCE SECURITIES, INC.

CRD#: 143453Portland, ME 04101

TRUST BUT VERIFY

Monitor Evan Keefer

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Diana London
Diana LondonAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
Windham, ME
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics