James I. Martinelli
Professional summary
James Ivan Martinelli, who also goes by Jim Martinelli, is a registered financial advisor currently at JDN FINANCIAL LLC located in Glenview, Illinois.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Ivan Martinelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2010 - Present
JDN FINANCIAL LLC
November 30, 2011 - March 1, 2012
LUPO FUTURES, LLC
April 20, 2011 - November 22, 2011
LUPO SECURITIES, LLC
August 16, 2005 - December 31, 2008
HARBOUR INVESTMENTS, INC.
February 24, 2004 - August 24, 2005
PARK AVENUE SECURITIES LLC
February 18, 2004 - August 24, 2005
PARK AVENUE SECURITIES LLC
February 24, 2003 - February 6, 2004
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2010)
(8/13/2010)
Exams
Current Firm
JDN FINANCIAL LLC
CRD#: 154677 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 1,430,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
