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Michael Anthony Valenoti

CRD# 452200·Registered 1962 - 1994
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Valenoti was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1962 - 1994. Michael had worked at 6 firms and has passed the Series 63, Series 15, Series 41, Series 1 and Series 000 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

MONROE PARKER SECURITIES, INC.·CRD# 31204
BD
Purchase, NY
May 9, 1994 - June 7, 1994
STRATTON OAKMONT INC.·CRD# 18692
BD
November 1, 1989 - May 20, 1991
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
August 2, 1989 - November 1, 1989
WINDHAM SECURITIES, INC.·CRD# 20529
BD
New York, NY
February 23, 1989 - November 3, 1989
HAMILTON, GRANT & COMPANY, INC.·CRD# 15348
BD
November 25, 1987 - December 22, 1987
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
April 2, 1987 - May 20, 1991
EVANS & CO., INC.·CRD# 268
BD
January 2, 1962 - January 28, 1985

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Current Firm

MP
MONROE PARKER SECURITIES, INC.

MONROE PARKER SECURITIES, INC.

CRD#: 31204 / SEC#: 8-45435
BD
Terminated by SEC on 04/28/1998

Contact Information

Established

New York since 10/15/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1984About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Dec 1982

Series 41 — NYSE Allied Member Examination

Passed May 1973

Series 1 — Registered Representative Examination

Passed Dec 1961

Series 000 — General Securities Principal Examination

Passed Dec 1961

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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