Michael A. Valenoti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Valenoti was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1962. Michael had worked at 6 firms and has passed the Series 63, Series 15, Series 41, Series 1 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1994 - June 7, 1994
MONROE PARKER SECURITIES, INC.
November 1, 1989 - May 20, 1991
STRATTON OAKMONT INC.
August 2, 1989 - November 1, 1989
A. T. BROD & CO. INC.
February 23, 1989 - November 3, 1989
WINDHAM SECURITIES, INC.
November 25, 1987 - December 22, 1987
HAMILTON, GRANT & COMPANY, INC.
April 2, 1987 - May 20, 1991
STRATTON OAKMONT INC.
January 2, 1962 - January 28, 1985
EVANS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/6/1982
Foreign Currency Options ExaminationSeries 41
Date: 5/17/1973
NYSE Allied Member ExaminationSeries 1
Date: 12/26/1961
Registered Representative ExaminationSeries 000
Date: 12/20/1961
General Securities Principal ExaminationCurrent Firm
MONROE PARKER SECURITIES, INC.
CRD#: 31204 / SEC#: , 8-45435
Contact information
Documents
Red Flags
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