Arthur E. Kulick

ASI WEALTH ADVISORS LLC

Miami, FL

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CRD#: 4521957

Professional summary

Arthur Edward Kulick, who also goes by Arthur Kulick, Arthur Kulick, is a registered financial advisor currently at ASI WEALTH ADVISORS LLC located in Miami, Florida.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Arthur has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arthur Kulick | Arthur Kulick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARTHUR EDWARD KULICK IS THE PRESIDENT OF ASI GROUP AND A LICENSED INSURANCE AGENT. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. ASI WEALTH ADVISORS LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF ASI WEALTH ADVISORS LLC IN SUCH INDIVIDUAL'S CAPACITY AS AN INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Edward Kulick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2013 - Present

ASI WEALTH ADVISORS LLC

RIA

CRD#: 165293

Miami, FL

Past

February 4, 2005 - June 26, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

May 19, 2003 - February 1, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

May 22, 2002 - February 1, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/8/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/2002

General Securities Representative Examination

Current Firm

ASI WEALTH ADVISORS LLC

ASI WEALTH ADVISORS | ASI WEALTH ADVISORS LLC

CRD#: 165293 / SEC#:

Florida

Registered Investment Advisory firm - (2/8/2013 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(305) 789-6659

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 27,671,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arthur E. Kulick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Edward Kulick's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASI WEALTH ADVISORS LLC

UBS FINANCIAL SERVICES INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2013

Series 66

Date: 6/3/2002

Series 7

Date: 5/21/2002

Current Firm

ASI WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASI WEALTH ADVISORS LLC

TRUST BUT VERIFY

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