JW
James L. Warner
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CRD#: 4521548
JW
Professional summary
James Longstreet Warner, CFP®, CIMA® was a registered financial advisor .
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Longstreet Warner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Past
August 29, 2021 - December 31, 2025
SANDERSON WEALTH MANAGEMENT, LLC
RIA
CRD#: 118910
BUFFALO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SANDERSON WEALTH MANAGEMENT, LLC
SANDERSON & COMPANY INVESTMENT CONSULTANTS, LLC | SANDERSON WEALTH MANAGEMENT, LLC
CRD#: 118910 / SEC#: 801-61208
RIA
Registered Investment Advisory firm - (5/28/2002 Approved)New York
Registered Investment Advisory firm - (6/26/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/29/2021)
IAR
Texas(1/25/2023)
Exams
Current Firm
SANDERSON WEALTH MANAGEMENT, LLC
SANDERSON & COMPANY INVESTMENT CONSULTANTS, LLC | SANDERSON WEALTH MANAGEMENT, LLC
CRD#: 118910 / SEC#: 801-61208
RIA
Registered Investment Advisory firm - (5/28/2002 Approved)New York
Registered Investment Advisory firm - (6/26/2002 Terminated)PREMIUM
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Contact information
Main Address
50 Fountain Plaza Suite 750, Buffalo, NY 14202
Mailing Address
Phone number
(716) 566-2420
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,823 |
| AUM (Assets Under Management) | $ 1,201,236,328 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2026 | ||
| 12/18/2024 | ||
| 03/28/2024 |
Red Flags
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