John P. Vaile

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CRD#: 452144

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Peter Vaile was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1982. John had worked at 10 firms and has passed the Series 65, SIE, Series 5, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 5, 2012 - June 21, 2012

MCP SECURITIES, LLC

CRD#: 152669

PORT WASHINGTON, NY

Past

July 6, 1999 - March 8, 2000

PODESTA & CO.

CRD#: 13140

CHICAGO, IL

Past

April 4, 1997 - May 24, 2016

MARATHON FINANCIAL GROUP LLC

CRD#: 41181

CHICAGO, IL

Past

January 1, 1995 - April 15, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 13, 1990 - January 19, 1999

LUNN PARTNERS SECURITIES, LLC

CRD#: 25444

CHICAGO, IL

Past

December 3, 1987 - July 30, 1988

ELDERS SECURITIES INC.

CRD#: 14111

Past

July 25, 1987 - April 24, 1990

ELDERS GOVERNMENT SECURITIES INC.

CRD#: 19772

Past

November 25, 1986 - August 10, 1987

MF GLOBAL INC.

CRD#: 6731

Past

March 22, 1984 - November 25, 1986

GELDERMANN SECURITIES INC.

CRD#: 6902

Past

May 20, 1982 - March 22, 1984

GELDERMANN SECURITIES, INC.

CRD#: 6853

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 3/16/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 1

Date: 8/28/1963

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 3/1/1967

Registered Principal Examination

Current Firm

MCP SECURITIES, LLC

COGNIENT SECURITIES, LLC | VALOREM ESTATE INVESTMENTS, LLC | MCP SECURITIES, LLC

CRD#: 152669 / SEC#: , 8-68473

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

76 Ivy Way, Port Washington, NY 11050

Mailing Address

76 Ivy Way, Port Washington, NY 11050

Phone number

(646) 380-4470

Established

Delaware since 12/11/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MCCARVILL CAPITAL PARTNERS, LLC	SOLE MEMBER
FIALA, ANGELA MARIA	FINOP, POO, PFO	5163386
MCCARVILL, JAMES JOHN	CEO, CHIEF COMPLIANCE OFFICER	2356333

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John P. Vaile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PODESTA & CO.

MARATHON FINANCIAL GROUP LLC

LEHMAN BROTHERS INC.

LUNN PARTNERS SECURITIES, LLC

ELDERS SECURITIES INC.

ELDERS GOVERNMENT SECURITIES INC.

MF GLOBAL INC.

GELDERMANN SECURITIES INC.

GELDERMANN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1995

SIE

Date: 5/24/2016

Series 5

Date: 3/16/1982

Series 1

Date: 8/28/1963

Series 40

Date: 3/1/1967

Current Firm

MCP SECURITIES, LLC

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MCP SECURITIES, LLC

TRUST BUT VERIFY

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