John Peter Vaile
Professional Summary
John Peter Vaile was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 2012. John had worked at 10 firms and has passed the Series 65, SIE, Series 5, Series 1 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
63 years in the financial services industry
Current & Past Employments
Past
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Current Firm
COGNIENT SECURITIES, LLC | VALOREM ESTATE INVESTMENTS, LLC | MCP SECURITIES, LLC
Contact Information
Main Address
76 Ivy Way, Port Washington, NY 11050Mailing Address
76 Ivy Way, Port Washington, NY 11050Phone Number
(646) 380-4470Established
Delaware since 12/11/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1982Series 1 — Registered Representative Examination
Passed Aug 1963Series 40 — Registered Principal Examination
Passed Mar 1967Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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