Christopher J. Aldridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Aldridge, who also goes by Christopher John Aldrige, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2002. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2012 - June 10, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
March 14, 2012 - June 10, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
July 16, 2009 - March 14, 2012
SYNERGY INVESTMENT GROUP, LLC
July 14, 2009 - March 14, 2012
SYNERGY INVESTMENT GROUP, LLC
January 17, 2008 - July 7, 2009
SECURIAN FINANCIAL SERVICES, INC.
January 17, 2008 - July 7, 2009
SECURIAN FINANCIAL SERVICES, INC.
February 15, 2007 - January 9, 2008
SYNERGY INVESTMENT GROUP, LLC
January 4, 2007 - January 9, 2008
SYNERGY INVESTMENT GROUP, LLC
September 8, 2005 - October 5, 2006
PRINCIPAL SECURITIES, INC.
December 17, 2003 - October 5, 2006
PRINCIPAL SECURITIES, INC.
April 30, 2002 - December 31, 2003
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
