Ronald A. Vail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Almon Vail was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1970. Ronald had worked at 5 firms and has passed the Series 7TO, Series 99TO, SIE, Series 1, Series 27, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2013 - August 29, 2024
WILLOW COVE INVESTMENT GROUP, INC.
July 29, 2011 - March 14, 2013
R.W. TOWT & ASSOCIATES
February 8, 1989 - July 15, 2011
CAPITAL GROWTH RESOURCES
January 31, 1979 - March 2, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
June 19, 1970 - March 16, 1979
RALPH S. WILFORD COMPANY, INC. (THE)
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 6/22/1968
Registered Representative ExaminationF04
Date: 1/19/1974
Financial Principal ExaminationSeries 00
Date: 1/19/1974
General Securities Principal ExaminationCurrent Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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